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4//SEC Filing

ATKINS CHARLES F 4

Accession 0001140361-11-021145

CIK 0001071992other
View on SEC.govCompany Profile

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 5:20 PM ET

Size

16.4 KB

Accession

0001140361-11-021145

Insider Transaction Report

Form 4
Period: 2011-04-04
CAPITAL BANK CORPCBKN
ATKINS CHARLES F
Director
Transactions
  • Exercise/Conversion

    Phantom Stock Units

    2011-04-04−9,184→ 0 total
    From: 2011-01-27→ Common Stock (9,184 underlying)
  • Award

    Phantom Stock Units

    2011-04-04$3.40/sh+8,027$27,292→ 22,874 total
    → Common Stock (8,027 underlying)
  • Exercise/Conversion

    Common Stock

    2011-04-04+32,058→ 132,893 total
  • Exercise/Conversion

    Phantom Stock Units

    2011-04-04−22,874→ 0 total
    → Common Stock (22,874 underlying)
Holdings

  • Common Stock

    (indirect: By Affiliated Corporation)
    50,100

  • Common Stock

    (indirect: By Affiliated Corporation)
    12,999

  • Common Stock

    (indirect: By Affiliated Corporation)
    1,000

  • Stock Option (Right to Buy)

    Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (Right to Buy)

    Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,000 underlying)
    2,000
Footnotes (5)
  • [F1]AGA Corporation - 19.8% owned by reporting person.
  • [F2]AK&K Corporation - 25% owned by reporting person.
  • [F3]Taboys Corporation - 100% owned by reporting person.
  • [F4]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock.
  • [F5]Payment of benefits under the Capital Bank Corporaton Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008) are payable in full within 90 days of the consummation of a transaction constituting a change in control. On January 28, 2011, North American Financial Holdings, Inc. ("NAFH") completed its investment of approximately $181 million in the Company through the purchase of 71 million shares of the Company's common stock resulting in NAFH owning approximately 83% of the Company's outstanding common stock.

Documents

1 file

Issuer

CAPITAL BANK CORP

CIK 0001071992

→
Entity typeother

Related Parties

1
  • filerCIK 0001269855

Filing Metadata

Form type
4
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 5:20 PM ET
Size
16.4 KB
View on SEC.gov