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FAIRPOINT COMMUNICATIONS INC 4

Accession 0001140361-11-021342

CIK 0001062613operating

Filed

Apr 6, 8:00 PM ET

Accepted

Apr 7, 6:22 PM ET

Size

9.0 KB

Accession

0001140361-11-021342

Insider Transaction Report

Form 4
Period: 2011-04-05
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2011-04-05$16.92/sh94,888$1,605,0781,529,706 total(indirect: See footnote)
  • Sale

    Common Stock, par value $0.01 per share

    2011-04-06$17.04/sh4,823$82,1681,524,883 total(indirect: See footnote)
Footnotes (3)
  • [F1]The sales price of the shares of Common Stock, par value $0.01 per share ("Shares"), of FairPoint Communications, Inc. (the "Company"), reported in Column 4 of this report is a weighted-average price. The Shares sold on April 5, 2011, were sold in multiple transactions at prices ranging from $16.9000 to $17.0000, inclusive. Marathon Asset Management, L.P. (the "Reporting Person") undertakes to provide to the Company, any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full and complete information regarding the number of Shares sold at each separate price within the range set forth in this footnote (1).
  • [F2]The sales price of the Shares of the Company reported in Column 4 of this report is a weighted-average price. The Shares sold on April 6, 2011, were sold in multiple transactions at prices ranging from $17.0336 to $17.0633, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full and complete information regarding the number of Shares sold at each separate price within the range set forth in this footnote (2).
  • [F3]The Shares of the Company reported herein are held by one or more funds and accounts (the "Funds and Accounts") advised by the Reporting Person. The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to vote and direct the disposition of all Shares held by the Funds and Accounts. Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own 1,524,883 Shares. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds and Accounts, if any. This report shall not be deemed an admission that the Reporting Person, each Fund and Account or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Documents

1 file

Issuer

FAIRPOINT COMMUNICATIONS INC

CIK 0001062613

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001062613

Filing Metadata

Form type
4
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 6:22 PM ET
Size
9.0 KB