4//SEC Filing
Hack Robert J 4
Accession 0001140361-11-021676
CIK 0000203248other
Filed
Apr 10, 8:00 PM ET
Accepted
Apr 11, 7:40 PM ET
Size
22.9 KB
Accession
0001140361-11-021676
Insider Transaction Report
Form 4
Hack Robert J
COO of Division
Transactions
- Award
Common Stock
2011-04-08$28.46/sh+45.515$1,295→ 8,632.889 total(indirect: Issuer's Supplemental Deferred Compensation Plan)
Holdings
- 5,698
Cash Restricted Units
→ Common Stock (5,698 underlying) - 4,902
Cash Restricted Units
→ Common Stock (4,902 underlying) - 4,236
Cash Restricted Units
→ Common Stock (4,236 underlying) - 14,074
Stock Appreciation Rights
Exercise: $24.80Exp: 2020-12-13→ Common Stock (14,074 underlying) - 3,308
Employee Stock Options (right to purchase)
Exercise: $16.83Exp: 2014-02-06→ Common Stock (3,308 underlying) - 35,124
Stock Appreciation Rights
Exercise: $12.55Exp: 2018-12-15→ Common Stock (35,124 underlying) - 17,207
Stock Appreciation Rights
Exercise: $21.64Exp: 2019-12-15→ Common Stock (17,207 underlying) - 12,258.699(indirect: By 401(k))
Common Stock
- 768
Employee Stock Options (right to purchase)
Exercise: $24.06Exp: 2015-07-26→ Common Stock (768 underlying) - 10,392
Stock Appreciation Rights
Exercise: $28.07Exp: 2016-12-28→ Common Stock (10,392 underlying) - 1,575
Common Stock
- 16,925
Stock Appreciation Rights
Exercise: $28.48Exp: 2017-12-17→ Common Stock (16,925 underlying)
Footnotes (11)
- [F1]This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. Shares in the Supplemental Deferred Compensation Plan are purchased by the Plan Trustee, at the sole discretion of the Plan Trustee, at such prices as were available in the open market at the time of purchase.
- [F10]4,236 cash restricted units were awarded to the Reporting Person on December 13, 2010 ("Grant Date 2010"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2010. Restrictions on 1,412 cash restricted units will expire on December 13, 2011.
- [F11]Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share, which was equal to the closing price on the Grant Date 2010. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2010. As such 4,691 stock appreciation rights will vest on December 13, 2011.
- [F2]This information concerns shares held under the Issuer's 401(k) Plan. Information reported herein is based on a plan statement for the period ended December 31, 2009.
- [F3]The options are fully vested and exercisable.
- [F4]Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on December 28, 2006 ("Grant Date 2006"). The Stock appreciation rights granted on Grant Date 2006 are fully vested and exercisable.
- [F5]Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on December 17, 2007 ("Grant Date 2007"). The Stock appreciation rights granted on grant Date 2007 are fully vested and exerciseable.
- [F6]8,546 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 5,697 of the cash restricted units. Restrictions on an additional 2849 cash restricted units will expire on December 15, 2011.
- [F7]Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date 2008. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2008. As such, 23,416 stock appreciation rights have vested and are exercisable. An additional 11,708 stock appreciation rights will vest on December 15, 2011.
- [F8]4,902 cash restricted units were awarded to the Reporting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2009. To date, restrictions have expired on 1,634 cash restricted units. Restrictions on an additional 1,634 cash restricted units will expire on December 15, 2011.
- [F9]Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on the Grant Date 2009. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009. As such, 5,735 stock appreciation rights have vested and are exerciseable. An additional 5,735 stock appreciation rights will vest on December 15, 2011.
Documents
Issuer
SOUTHERN UNION CO
CIK 0000203248
Entity typeother
Related Parties
1- filerCIK 0001349277
Filing Metadata
- Form type
- 4
- Filed
- Apr 10, 8:00 PM ET
- Accepted
- Apr 11, 7:40 PM ET
- Size
- 22.9 KB