SUMMIT FINANCIAL GROUP INC 4
4 · SUMMIT FINANCIAL GROUP INC · Filed Apr 28, 2011
Insider Transaction Report
Form 4
MILLER RONALD F
DirectorPresident, Subsidiary Bank
Transactions
- Other
Common Stock
2011-04-28+291.148→ 8,092.438 total(indirect: By ESOP)
Holdings
- 17,407(indirect: By Trust)
Common Stock
- 100
8% Non-Cumulative Convertible Preferred Stock, Series 2009
Exercise: $5.50From: 2010-03-01Exp: 2019-06-01→ Common Stock (18,181.81 underlying) - 2,400
Employee Stock Option (Right to Buy)
Exercise: $5.95From: 2002-10-26Exp: 2016-10-26→ Common Stock (4,000 underlying) - 4,400
Employee Stock Option (Right to Buy)
Exercise: $9.49From: 2003-12-06Exp: 2017-12-06→ Common Stock (4,400 underlying) - 6,000
Employee Stock Option (Right to Buy)
Exercise: $17.79From: 2004-12-12Exp: 2018-12-12→ Common Stock (6,000 underlying) - 6,000
Employee Stock Option (Right to Buy)
Exercise: $25.93From: 2005-12-06Exp: 2019-12-07→ Common Stock (6,000 underlying) - 6,000
Employee Stock Option (Right to Buy)
Exercise: $24.44From: 2005-12-06Exp: 2015-12-06→ Common Stock (6,000 underlying)
Footnotes (5)
- [F1]Option vests in 5 equal annual installments with beginning date indicated
- [F2]Option expires in 5 equal annual installments with the final date indicated
- [F3]The 2009 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
- [F4]The information reported herein is based on a plan statement dated 12/31/2010 received in April 2011.
- [F5]Between January 1, 2010 and December 31, 2010, acquired 495.8602 shares of Summit common stock under the Summit Financial Group, Inc. Employee Stock Ownership Plan.