Home/Filings/4/0001140361-11-025002
4//SEC Filing

BROOKS RICHARD M 4

Accession 0001140361-11-025002

CIK 0000880562other

Filed

May 3, 8:00 PM ET

Accepted

May 4, 6:14 PM ET

Size

12.8 KB

Accession

0001140361-11-025002

Insider Transaction Report

Form 4
Period: 2011-05-02
Transactions
  • Award

    Stock Option

    2011-05-02$2.90/sh+0$05,000 total
    Exercise: $2.90Exp: 2021-05-02Common Stock (5,000 underlying)
Holdings
  • Stock Option

    Exercise: $1.80Exp: 2015-08-01Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $2.55Exp: 2017-05-01Common Stock (2,000 underlying)
    2,000
  • Stock Option

    Exercise: $6.40Exp: 2018-05-02Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (6,500 underlying)
    6,500
  • Stock Option

    Exercise: $3.56Exp: 2020-05-04Common Stock (10,000 underlying)
    10,000
Footnotes (6)
  • [F1]Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F2]Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F3]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F5]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F6]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file

Issuer

UNIFY CORP

CIK 0000880562

Entity typeother

Related Parties

1
  • filerCIK 0001242397

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 6:14 PM ET
Size
12.8 KB