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UNIFY CORP·4

May 4, 6:15 PM ET

WILLE TODD 4

4 · UNIFY CORP · Filed May 4, 2011

Insider Transaction Report

Form 4
Period: 2011-05-02
UNIFY CORPUNFY
WILLE TODD
DirectorPresident, CEO
Transactions
  • Award

    Stock Option

    2011-05-02$2.90/sh+66,000$191,400→ 66,000 total
    Exercise: $2.90Exp: 2021-05-02→ Common Stock (66,000 underlying)
Holdings

  • Stock Option

    Exercise: $2.75Exp: 2012-05-09→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (40,000 underlying)
    40,000

  • Stock Option

    Exercise: $2.80Exp: 2011-11-16→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $3.56Exp: 2020-05-04→ Common Stock (21,250 underlying)
    21,250

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (87,500 underlying)
    87,500

  • Stock Option

    Exercise: $3.56Exp: 2020-05-04→ Common Stock (63,750 underlying)
    63,750

  • Stock Option

    Exercise: $1.25Exp: 2011-09-26→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (12,500 underlying)
    12,500

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (30,000 underlying)
    30,000

  • Stock Option

    Exercise: $5.20Exp: 2017-11-27→ Common Stock (60,000 underlying)
    60,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (75,000 underlying)
    75,000
Footnotes (13)
  • [F1]Option granted 9/26/01 (#3501), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F10]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests over two month period if several financial performance goals are achieved.
  • [F11]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F12]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
  • [F13]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F2]Option granted 11/16/01 (#3505), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F3]Option granted 5/9/02 (#3535), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F5]Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved.
  • [F6]Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F7]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F8]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved.
  • [F9]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4