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4//SEC Filing

Bonham Steven D 4

Accession 0001140361-11-025005

CIK 0000880562other
View on SEC.govCompany Profile

Filed

May 3, 8:00 PM ET

Accepted

May 4, 6:17 PM ET

Size

20.1 KB

Accession

0001140361-11-025005

Insider Transaction Report

Form 4
Period: 2011-05-02
UNIFY CORPUNFY
Bonham Steven D
Chief Financial Officer
Transactions
  • Purchase

    Stock Option

    2011-05-02+0→ 22,500 total
    Exercise: $3.56Exp: 2020-05-04→ Common Stock (22,500 underlying)
  • Award

    Stock Option

    2011-05-02$2.90/sh+27,000$78,300→ 27,000 total
    Exercise: $2.90Exp: 2021-05-02→ Common Stock (27,000 underlying)
  • Purchase

    Stock Option

    2011-05-02+0→ 7,500 total
    Exercise: $3.56Exp: 2020-05-04→ Common Stock (7,500 underlying)
Holdings

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (12,000 underlying)
    12,000

  • Stock Option

    Exercise: $1.85Exp: 2015-06-27→ Common Stock (40,000 underlying)
    40,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (15,000 underlying)
    15,000

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (35,000 underlying)
    35,000

  • Stock Option

    Exercise: $5.20Exp: 2017-11-27→ Common Stock (6,000 underlying)
    6,000

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (10,000 underlying)
    10,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (22,000 underlying)
    22,000
Footnotes (10)
  • [F1]Non Plan Option granted 6/27/05 (#3710), vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested and expires 6/27/2015.
  • [F10]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F2]Non Plan Option granted 5/1/07 (#3743) and vests in full on 5/1/08 if several financial performance goals are achieved.
  • [F3]Option granted 11/27/07 (#3785), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F5]Option granted 5/2/08 pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved.
  • [F6]Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F7]Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved.
  • [F8]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F9]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.

Documents

1 file

Issuer

UNIFY CORP

CIK 0000880562

→
Entity typeother

Related Parties

1
  • filerCIK 0001331598

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 6:17 PM ET
Size
20.1 KB
View on SEC.gov