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4//SEC Filing

WHITEMAN STEVEN 4

Accession 0001140361-11-025006

CIK 0000880562other
View on SEC.govCompany Profile

Filed

May 3, 8:00 PM ET

Accepted

May 4, 6:18 PM ET

Size

18.8 KB

Accession

0001140361-11-025006

Insider Transaction Report

Form 4
Period: 2011-05-02
UNIFY CORPUNFY
WHITEMAN STEVEN
Director
Transactions
  • Award

    Stock Option

    2011-05-02$2.90/sh+5,000$14,500→ 5,000 total
    Exercise: $2.90Exp: 2021-05-02→ Common Stock (5,000 underlying)
Holdings

  • Stock Option

    Exercise: $2.55Exp: 2017-05-01→ Common Stock (10,000 underlying)
    10,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (5,000 underlying)
    5,000

  • Stock Option

    Exercise: $3.56Exp: 2020-05-04→ Common Stock (10,000 underlying)
    10,000

  • Stock Option

    Exercise: $7.50Exp: 2007-05-01→ Common Stock (50,000 underlying)
    50,000

  • Stock Option

    Exercise: $2.05Exp: 2013-06-10→ Common Stock (10,000 underlying)
    10,000

  • Stock Option

    Exercise: $7.60Exp: 2008-11-11→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $2.75Exp: 2012-05-09→ Common Stock (50,000 underlying)
    50,000

  • Stock Option

    Exercise: $2.10Exp: 2016-03-10→ Common Stock (35,000 underlying)
    35,000

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (6,500 underlying)
    6,500
Footnotes (10)
  • [F1]Option granted 05/01/97 pursuant to the 1991 Stock Option Plan and vests as to one third of the subject shares twelve months from grant date and an additional one thirty-sixth of the subject shares upon completion of each full month of directorship. Option is exercisable to the extent vested.
  • [F10]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F2]Option granted 11/11/98 pursuant to the 1991 Stock Option Plan and vests as to one third of the subject shares twelve months from grant date and an additional one thirty-sixth of the subject shares upon completion of each full month of directorship. Option is exercisable to the extent vested.
  • [F3]Option granted 05/09/02 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Non-Plan Option granted 6/10/03 and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F5]Option granted 03/10/06 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F6]Option granted 05/01/07 (#3746) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F7]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F8]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
  • [F9]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file

Issuer

UNIFY CORP

CIK 0000880562

→
Entity typeother

Related Parties

1
  • filerCIK 0001243299

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 6:18 PM ET
Size
18.8 KB
View on SEC.gov