4//SEC Filing
VERARDI FRANK 4
Accession 0001140361-11-025047
CIK 0000880562other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 8:57 PM ET
Size
18.7 KB
Accession
0001140361-11-025047
Insider Transaction Report
Form 4
UNIFY CORPUNFY
VERARDI FRANK
General Manager, DDP
Transactions
- Award
Stock Option
2011-05-02$2.90/sh+9,000$26,100→ 9,000 totalExercise: $2.90Exp: 2021-05-02→ Common Stock (9,000 underlying)
Holdings
- 7,500
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (7,500 underlying) - 50,000
Stock Option
Exercise: $1.30Exp: 2011-11-16→ Common Stock (50,000 underlying) - 22,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (22,500 underlying) - 75,000
Stock Option
Exercise: $0.55Exp: 2012-05-09→ Common Stock (75,000 underlying) - 40,000
Stock Option
Exercise: $1.25Exp: 2011-09-26→ Common Stock (40,000 underlying) - 20,000
Stock Option
Exercise: $2.30Exp: 2015-02-02→ Common Stock (20,000 underlying) - 12,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (12,000 underlying) - 7,500
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (7,500 underlying) - 22,500
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (22,500 underlying)
Footnotes (10)
- [F1]Option granted 9/26/01 (#3496), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F10]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F2]Option granted 11/16/01 (#3506), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F3]Option granted 05/09/02 (#3534), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F4]Non-Plan Option granted 02/02/2005 (#3684) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested and expires 02/2015.
- [F5]Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F6]Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F7]Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved.
- [F8]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F9]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
Documents
Issuer
UNIFY CORP
CIK 0000880562
Entity typeother
Related Parties
1- filerCIK 0001243296
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 8:57 PM ET
- Size
- 18.7 KB