SHELBY ANTONIO M 4
4 · LSB INDUSTRIES INC · Filed May 12, 2011
Insider Transaction Report
Form 4
SHELBY ANTONIO M
DirectorExec VP-Fin/CFO
Transactions
- Sale
Common Stock
2011-05-10$46.11/sh−30,000$1,383,300→ 2,546 total(indirect: By Trust) - Gift
Common Stock
2011-03-29−2,000→ 546 total(indirect: By Trust)
Holdings
- 15,000
Incentive Stock Option
Exercise: $2.73Exp: 2011-11-29→ Common Stock (15,000 underlying) - 105,043
Common Stock
Footnotes (4)
- [F1]This amount reflects the remaining shares owned directly by the reporting person following the transfer of certain shares from direct ownership into the reporting person's revocable trust. See footnote 2.
- [F2]These shares were previously transferred from direct ownership into the reporting person's revocable trust, of which the reporting person is the settlor and trustee and holds a pecuniary interest in the trust holdings and transactions.
- [F3]Incentive Stock Options ("ISO") granted by the Issuer to the reporting person. All ISOs are currently exercisable. As of the date of this report, the total number of shares underlying the ISOs held by the reporting person is 15,000.
- [F4]These shares were sold at the weighted average price per share of $46.11, which is based on multiple prices ranging from $45.84 to $46.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.