Home/Filings/4/0001140361-11-027013
4//SEC Filing

Ungerer Scott B 4

Accession 0001140361-11-027013

CIK 0001372664other

Filed

May 11, 8:00 PM ET

Accepted

May 12, 5:05 PM ET

Size

5.4 KB

Accession

0001140361-11-027013

Insider Transaction Report

Form 4
Period: 2011-05-10
Transactions
  • Award

    COMMON STOCK

    2011-05-10+22,34036,014 total
Footnotes (1)
  • [F1]Restricted Stock granted on May 10, 2011, but remain subject to a repurchase right by the Company until May 10, 2012. Mr. Ungerer is a member of the executive board of EnerTech Capital Holding Company Manager LLC ("ECHCM"), which is the general partner of EnerTech Capital Holding Company, L.P. ("ECHC"). Under ECHC's partnership agreement, Mr. Ungerer is deemed to hold the reported common stock for the benefit of ECHC, which is entitled to hold the shares upon issuance. ECHC may be deemed the indirect beneficial owner of the shares, and Mr. Ungerer may be deemed the indirect beneficial owner of the subject common stock through his indirect interest in ECHC. Mr. Ungerer disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

COMVERGE, INC.

CIK 0001372664

Entity typeother

Related Parties

1
  • filerCIK 0001292167

Filing Metadata

Form type
4
Filed
May 11, 8:00 PM ET
Accepted
May 12, 5:05 PM ET
Size
5.4 KB