CASTLE A M & CO 4
4 · CASTLE A M & CO · Filed May 24, 2011
Insider Transaction Report
Form 4
HERBERT PATRICK J III
Director10% Owner
Transactions
- Sale
Common Stock
2011-05-23$18.15/sh−3,601$65,358→ 29,238 total - Exercise/Conversion
Common Stock
2011-05-23$13.00/sh+5,000$65,000→ 32,839 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-05-23−5,000→ 0 totalExercise: $13.00From: 2002-06-01Exp: 2011-06-01→ Common Stock (5,000 underlying)
Holdings
- 2,073(indirect: See Note 2)
Common Stock
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $18.08 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Beneficiary under Simpson Estates, Inc. Pension Trust, dated 12/28/85.