4//SEC Filing
Waibel Daniel J 4
Accession 0001140361-11-029940
CIK 0001409375other
Filed
May 24, 8:00 PM ET
Accepted
May 25, 6:28 PM ET
Size
10.6 KB
Accession
0001140361-11-029940
Insider Transaction Report
Form 4
Waibel Daniel J
Pres. Asset Management Div.
Transactions
- Award
Stock Options (right to buy)
2011-05-23+17,960→ 17,960 totalExercise: $4.19Exp: 2021-05-23→ Common Stock (17,960 underlying)
Holdings
- 16,731
Stock Options (right to buy)
Exercise: $3.46Exp: 2020-05-18→ Common Stock (16,731 underlying) - 26,403
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (26,403 underlying) - 674,400
Common Stock
- 100,000
Stock Options (right to buy)
Exercise: $2.20Exp: 2016-12-20→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]The option will vest and become exercisable immediately only if the Issuer satisfies certain financial performance criteria relating to revenues, net income and free cash flow during the fiscal year ending March 31, 2012, and if the Issuer's stock price equals or exceeds $5.00 per share for at least 20 trading days during any 90-day period during the option's ten-year term.
- [F2]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001418603
Filing Metadata
- Form type
- 4
- Filed
- May 24, 8:00 PM ET
- Accepted
- May 25, 6:28 PM ET
- Size
- 10.6 KB