BARATTA ROBERT M 4
4 · KATY INDUSTRIES INC · Filed May 26, 2011
Insider Transaction Report
Form 4
BARATTA ROBERT M
Director
Transactions
- Award
Stock Appreciation Right
2011-05-25$0.20/sh+2,000$400→ 20,250 totalExercise: $0.20From: 2011-05-25Exp: 2021-05-25→ Common Stock (2,000 underlying)
Holdings
- 8,000
Option to purchase Common Stock
Exercise: $3.69From: 2005-05-26Exp: 2015-05-26→ Common Stock (8,000 underlying) - 11,935
Common Stock
Footnotes (2)
- [F1]The exercisable date, conversion price, and expiration date on the stock options represent information from the most recent grant, 5/26/05. The Reporting Person has received stock options from 2002 through 2005 with conversion prices ranging from $3.69 to $5.91.
- [F2]The exercisable date, conversion price, and expiration date on the stock appreciation rights represent information from the most recent grant, 5/25/11. The Reporting Person has received stock appreciation rights from 2002 through 2011 with conversion prices ranging from $0.20 to $3.15.