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4//SEC Filing

SIMPSON MICHAEL 4

Accession 0001140361-11-030223

CIK 0000018172other
View on SEC.govCompany Profile

Filed

May 26, 8:00 PM ET

Accepted

May 27, 1:12 PM ET

Size

13.6 KB

Accession

0001140361-11-030223

Insider Transaction Report

Form 4
Period: 2011-05-27
CASTLE A M & COCAS
SIMPSON MICHAEL
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2011-05-27$11.00/sh+10,000$110,000→ 107,083 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-05-27−10,000→ 0 total
    Exercise: $11.00From: 2002-07-26Exp: 2011-07-26→ Common Stock (10,000 underlying)
  • Sale

    Common Stock

    2011-05-27$18.14/sh−6,084$110,364→ 100,999 total
Holdings

  • Common Stock

    (indirect: See Note)
    20,992

  • Common Stock

    (indirect: See Note)
    157,872

  • Common Stock

    (indirect: By 401(k))
    1,371.057

  • Common Stock

    (indirect: See Note)
    22,781

  • Common Stock

    (indirect: See Note)
    262,433

  • Common Stock

    (indirect: See Note)
    10,546
Footnotes (7)
  • [F1]This transaction was executed in multiple trades at prices ranging from $18.04 to $18.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee.
  • [F3]Beneficiary under Trust dated 7/24/1968 United States Trust Co., Trustee.
  • [F4]Beneficiary under Trust dated 7/26/1972 United States Trust Co. and Patrick J. Herbert, III, Trustee.
  • [F5]Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee.
  • [F6]Beneficiary under Trust dated 12/19/1980 Patrick J. Herbert, III, Trustee.
  • [F7]Between March 31, 2011 and April 30, 2011 the reporting person's share balance of A. M. Castle & Co. stock under the A. M. Castle & Co. 401(k) plan decreased by 0.0694 shares. The information in this report is based on a plan statement dated as of April 30, 2011.

Documents

1 file

Issuer

CASTLE A M & CO

CIK 0000018172

→
Entity typeother

Related Parties

1
  • filerCIK 0001184782

Filing Metadata

Form type
4
Filed
May 26, 8:00 PM ET
Accepted
May 27, 1:12 PM ET
Size
13.6 KB
View on SEC.gov