HERREGRAVEN MARC 4
4 · UROPLASTY INC · Filed May 31, 2011
Insider Transaction Report
Form 4
HERREGRAVEN MARC
VP Manufacturing
Transactions
- Sale
common stock
2011-05-31$8.07/sh−2,500$20,175→ 30,700 total
Holdings
- 30,000
non-qualified stock options
Exercise: $0.85From: 2009-06-05Exp: 2014-06-04→ common stock (30,000 underlying) - 6,525
non-qualified stock options
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ common stock (6,525 underlying) - 5,000
non-qualified stock options
Exercise: $2.65From: 2008-02-02Exp: 2014-02-01→ common stock (5,000 underlying) - 20,000
non-qualified stock options
Exercise: $4.31From: 2007-07-03Exp: 2012-07-02→ common stock (20,000 underlying)
Footnotes (4)
- [F1]Includes 5,100 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 8, 2010).
- [F2]Fully vested.
- [F3]Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.
- [F4]Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (June 8, 2010).