4//SEC Filing
Owings David Williams 4
Accession 0001140361-11-031304
CIK 0000037748other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 4:18 PM ET
Size
17.3 KB
Accession
0001140361-11-031304
Insider Transaction Report
Form 4
Owings David Williams
Controller
Transactions
- Disposition to Issuer
Common Stock
2011-06-01−9,343→ 0 total - Disposition to Issuer
Employee Stock Options (right to buy)
2011-06-01−1,447→ 0 totalExercise: $19.50Exp: 2018-11-10→ Common Stock (1,447 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2011-06-01−1,470→ 0 totalExercise: $34.05Exp: 2019-11-09→ Common Stock (1,470 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2011-06-01−1,533→ 0 totalExercise: $49.58Exp: 2020-11-23→ Common Stock (1,533 underlying) - Disposition to Issuer
Restricted Units (phantom stock units)
2011-06-01−1,652→ 0 total→ Common Stock (1,652 underlying) - Disposition to Issuer
Common Stock
2011-06-01−59→ 0 total(indirect: By 401(k))
Footnotes (5)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 27, 2011, among Massey Energy Company ("Massey") and Alpha Natural Resources, Inc. ("Alpha") and Mountain Merger Sub, Inc. Each share of Massey common stock was exchanged for (i) 1.025 shares of Alpha common stock and (ii) $10.00 in cash, without interest (the "Merger Consideration"). Includes 2,610 restricted shares that vested and converted into the Merger Consideration. Any fractional share will be paid in cash.
- [F2]The option provided that it vested and became exercisable on November 10, 2011. This option vested and was converted pursuant to the Merger Agreement into an option to purchase 1,752 shares of Alpha common stock at $16.10 per share, with the same terms and conditions as the original Massey stock option.
- [F3]The option provided that 735 shares vest on each of November 9, 2011 and November 9, 2012. This option vested and was converted pursuant to the Merger Agreement into an option to purchase 1,779 shares of Alpha common stock at $28.12 per share, with the same terms and conditions as the original Massey stock option.
- [F4]The option provided that 511 shares vest on each of November 23, 2011, November 23, 2012 and November 23, 2013. This option vested and was converted pursuant to the Merger Agreement into an option to purchase 1,856 shares of Alpha common stock at $40.95 per share, with the same terms and conditions as the original Massey stock option.
- [F5]The reporting person held 1,652 restricted units. Pursuant to the Merger Agreement, the restricted units were cancelled and the reporting person will receive a cash payment, without interest, equal to the product of (A) the sum of (x) 1.025 multiplied by the average of the volume weighted average price per share of Alpha common stock on the New York Stock Exchange on each of the last five consecutive trading days prior to the effective time of the merger (rounded to the nearest one-tenth of a cent) and (y) $10.00 in cash and (B) the number of shares of Massey common stock subject to the Massey restricted stock units immediately prior to the effective time of the merger.
Documents
Issuer
MASSEY ENERGY CO
CIK 0000037748
Entity typeother
Related Parties
1- filerCIK 0001309424
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 4:18 PM ET
- Size
- 17.3 KB