4//SEC Filing
POMA JOHN M 4
Accession 0001140361-11-031315
CIK 0000037748other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 4:22 PM ET
Size
20.9 KB
Accession
0001140361-11-031315
Insider Transaction Report
Form 4
POMA JOHN M
VP - Chief Admin. Officer
Transactions
- Disposition to Issuer
Restricted Units (phantom stock units)
2011-06-01−2,828→ 0 total→ Common Stock (2,828 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2011-06-01−3,674→ 0 totalExercise: $34.05From: 2010-11-09Exp: 2019-11-09→ Common Stock (3,674 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2011-06-01−3,463→ 0 totalExercise: $38.99From: 2006-11-14Exp: 2015-11-14→ Common Stock (3,463 underlying) - Disposition to Issuer
Common Stock
2011-06-01−7,339→ 0 total - Disposition to Issuer
Employee Stock Options (right to buy)
2011-06-01−730→ 0 totalExercise: $13.49Exp: 2019-02-17→ Common Stock (730 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2011-06-01−2,555→ 0 totalExercise: $49.58Exp: 2020-11-23→ Common Stock (2,555 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2011-06-01−1,929→ 0 totalExercise: $19.50Exp: 2018-11-10→ Common Stock (1,929 underlying)
Footnotes (7)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 27, 2011, among Massey Energy Company ("Massey") and Alpha Natural Resources, Inc. ("Alpha") and Mountain Merger Sub, Inc. Each share of Massey common stock was exchanged for (i) 1.025 shares of Alpha common stock and (ii) $10.00 in cash, without interest (the "Merger Consideration"). Includes 4,467 restricted shares that vested and converted into the Merger Consideration. Any fractional share will be paid in cash.
- [F2]This previously vested option was converted pursuant to the Merger Agreement into an option to purchase 4,193 shares of Alpha common stock at $32.21 per share, with the same terms and conditions as the original Massey stock option.
- [F3]The option provided that it vested and became exercisable on November 10, 2011. This option vested and was converted pursuant to the Merger Agreement into an option to purchase 2,335 shares of Alpha common stock at $16.10 per share, with the same terms and conditions as the original Massey stock option.
- [F4]The option provided that it vested and became exercisable on November 10, 2011. This option vested and was converted pursuant to the Merger Agreement into an option to purchase 883 shares of Alpha common stock at $11.14 per share, with the same terms and conditions as the original Massey stock option.
- [F5]1,225 options previously vested and 1,224 shares vest on November 9, 2011 and 1,225 shares vest on November 9, 2012. This option vested and was converted pursuant to the Merger Agreement into an option to purchase 4,448 shares of Alpha common stock at $28.12 per share, with the same terms and conditions as the original Massey stock option.
- [F6]The option provided that 852 shares vest on November 23, 2011, 851 shares vest on November 23, 2012 and 852 shares vest on November 23, 2013. This option vested and was converted pursuant to the Merger Agreement into an option to purchase 3,093 shares of Alpha common stock at $40.95 per share, with the same terms and conditions as the original Massey stock option.
- [F7]The reporting person held 2,828 restricted units. Pursuant to the Merger Agreement, the restricted units were cancelled and the reporting person will receive a cash payment, without interest, equal to the product of (A) the sum of (x) 1.025 multiplied by the average of the volume weighted average price per share of Alpha common stock on the New York Stock Exchange on each of the last five consecutive trading days prior to the effective time of the merger (rounded to the nearest one-tenth of a cent) and (y) $10.00 in cash and (B) the number of shares of Massey common stock subject to the Massey restricted stock units immediately prior to the effective time of the merger.
Documents
Issuer
MASSEY ENERGY CO
CIK 0000037748
Entity typeother
Related Parties
1- filerCIK 0001264588
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 4:22 PM ET
- Size
- 20.9 KB