HOLMAN SUSAN HARTJES 4
4 · UROPLASTY INC · Filed Jun 6, 2011
Insider Transaction Report
Form 4
Transactions
- Sale
common stock
2011-06-03$8.00/sh−1,059$8,472→ 312,100 total - Sale
common stock
2011-06-03$7.99/sh−1,500$11,985→ 313,159 total
Holdings
- 100,000
non-qualified stock options
Exercise: $5.19From: 2006-02-02Exp: 2015-01-01→ common stock (100,000 underlying) - 40,000
non-qualified stock options
Exercise: $0.85From: 2009-06-05Exp: 2014-06-04→ common stock (40,000 underlying) - 12,500
non-qualified stock options
Exercise: $2.65From: 2008-02-02Exp: 2014-02-01→ common stock (12,500 underlying) - 10,000
non-qualified stock options
Exercise: $3.15From: 2008-06-24Exp: 2013-06-23→ common stock (10,000 underlying) - 6,525
non-qualified stock options
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ common stock (6,525 underlying)
Footnotes (4)
- [F1]Includes 5,100 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 8, 2010).
- [F2]Fully vested.
- [F3]Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.
- [F4]Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).