4//SEC Filing
KOOLE A J 4
Accession 0001140361-11-032143
CIK 0000890846other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 3:29 PM ET
Size
12.2 KB
Accession
0001140361-11-032143
Insider Transaction Report
Form 4
KOOLE A J
Controller
Transactions
- Award
common stock
2011-06-07+1,900→ 7,666 total - Award
non-qualified stock option
2011-06-07+2,450→ 2,450 totalExercise: $7.98From: 2012-06-07Exp: 2018-06-06→ common stock (2,450 underlying)
Holdings
- 20,000
non-qualified stock option
Exercise: $4.31Exp: 2012-07-12→ common stock (20,000 underlying) - 5,000
non-qualified stock option
Exercise: $2.65Exp: 2014-02-01→ common stock (5,000 underlying) - 5,225
non-qualified stock option
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ common stock (5,225 underlying) - 30,000
non-qualified stock option
Exercise: $0.85Exp: 2014-06-04→ common stock (30,000 underlying)
Footnotes (4)
- [F1]Includes 3,075 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the second, third and fourth anniversaries of the grant date (June 8, 2010).
- [F2]Includes 1,900 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 7, 2011).
- [F3]Fully vested.
- [F4]Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).
Documents
Issuer
UROPLASTY INC
CIK 0000890846
Entity typeother
Related Parties
1- filerCIK 0001191774
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 3:29 PM ET
- Size
- 12.2 KB