4//SEC Filing
ROSEN MARK A 4
Accession 0001140361-11-032663
CIK 0001372813other
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:44 PM ET
Size
6.7 KB
Accession
0001140361-11-032663
Insider Transaction Report
Form 4
ROSEN MARK A
Director
Transactions
- Disposition to Issuer
Deferred Stock Units
2011-06-10$4.25/sh−66,977$284,652→ 0 total→ Common Stock (66,977 underlying)
Footnotes (2)
- [F1]These deferred stock units, each of which was the economic equivalent of one share of common stock, were cancelled pursuant to the merger agreement by and among the issuer, Lextron, Inc. and Buffalo Acquisition, Inc. in exchange for $4.25 per share of common stock underlying such deferred stock units in cash, without interest.
- [F2]The proceeds to be paid out in respect of these deferred stock units pursuant to the merger agreement will be paid to investment funds affiliated with Charlesbank Capital Partners, LLC ("Charlesbank") pursuant to a contractual obligation to assign any fees received for service as a director. Mr. Rosen is a Managing Director of Charlesbank and may be considered to have beneficial ownership of shares of common stock of the Company managed by Charlesbank, and held by each of Charlesbank Equity Fund VI, Limited Partnership, CB Offshore Equity Fund VI, L.P., Charlesbank Equity Coinvestment Fund VI, Limited Partnership, and Charlesbank Coinvestment Partners, Limited Partnership (collectively, the "Charlesbank Funds"). Investment and voting control of the Charlesbank Funds is held by Charlesbank. Mr. Rosen disclaims beneficial ownership of all such shares, except to the extent of pecuniary interest therein.
Documents
Issuer
Animal Health International, Inc.
CIK 0001372813
Entity typeother
Related Parties
1- filerCIK 0001245725
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 4:44 PM ET
- Size
- 6.7 KB