Gagerman Melvin 5

5 · AURA SYSTEMS INC · Filed Jun 13, 2011

Form 5

Period: 2011-02-28

DirectorChief Executive Officer

Transactions

Purchase
Common Stock
2011-01-31$0.55/sh+97,514$53,633→ 97,514 total(indirect: By Trust)
Purchase
Convertible Note
2010-03-12$360000.00/sh+480,000$172,800,000,000→ 480,000 total(indirect: By Trust)
Exercise: $0.75From: 2010-09-12Exp: 2010-09-12→ Common Stock (480,000 underlying)
Award
Options (right to buy)
2010-12-15+50,000→ 50,000 total
Exercise: $0.75From: 2011-06-14Exp: 2015-12-14→ Common Stock (50,000 underlying)
Award
Options (right to buy)
2008-12-18+12,500→ 12,500 total
Exercise: $3.00From: 2009-06-17Exp: 2003-12-17→ Common Stock (12,500 underlying)
Purchase
Warrants
2007-03-01$4.00/sh+10,989$43,956→ 10,989 total(indirect: By Trust)
Exercise: $4.00From: 2007-03-01Exp: 2012-02-28→ Common Stock (10,989 underlying)
Award
Options (right to buy)
2009-06-15+1,400,000→ 1,400,000 total
Exercise: $0.75From: 2009-12-14Exp: 2014-06-14→ Common Stock (1,400,000 underlying)
Purchase
Common Stock
2009-02-28+397,542→ 397,542 total(indirect: By Trust)
Purchase
Warrants
2009-10-28$1.00/sh+107,340$107,340→ 107,340 total(indirect: By Trust)
From: 2009-10-28Exp: 2014-10-27→ Common Stock (107,340 underlying)

Footnotes (4)

[F1]Acquired at various times and prices
[F2]The Securities are held by the Melvin and Normie Gagerman Trust
[F3]Granted as a corporate incentive
[F4]$1.25 per share the first twelve (12) months from the date if issuance (Octobe 28, 2009), $1.50 per share from the thirteenth (13th) to the twenty fourth (24th) month from the twenty fifth (25th) to the sixteeth (60th) month from the date of issuance.

Documents

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