HERALD PEGGY A 4

Accession 0001140361-11-032989

CIK 0001086319other

View on SEC.gov Company Profile

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 4:28 PM ET

Size

21.7 KB

Accession

0001140361-11-032989

Insider Transaction Report

Form 4

Period: 2011-06-15

GASCO ENERGY INCGSX

HERALD PEGGY A

VP & Chief Accounting Officer

Transactions

Purchase
Common Stock
2011-06-15$0.24/sh+20,833$5,000→ 41,008 total
Purchase
Right to Buy
2011-06-15+20,833→ 15,625 total
Exercise: $0.35From: 2011-06-15Exp: 2016-06-15→ Common Stock (15,625 underlying)

Holdings

Right to Buy
Exercise: $1.00From: 2009-03-15Exp: 2013-12-15→ Common Stock (12,500 underlying)
12,500
Right to Buy
Exercise: $0.52From: 2010-01-17Exp: 2014-09-17→ Common Stock (100,000 underlying)
100,000
Right to Buy
Exercise: $1.90From: 2008-09-26Exp: 2017-09-26→ Common Stock (75,400 underlying)
75,400
Right to Buy
Exercise: $1.73From: 2002-05-02Exp: 2012-01-02→ Common Stock (100,000 underlying)
100,000
Right to Buy
Exercise: $1.00From: 2003-06-10Exp: 2013-02-10→ Common Stock (50,000 underlying)
50,000
Right to Buy
Exercise: $3.39From: 2005-10-09Exp: 2015-06-09→ Common Stock (125,000 underlying)
125,000
Right to Buy
Exercise: $1.80From: 2009-01-18Exp: 2013-09-18→ Common Stock (75,000 underlying)
75,000
Right to Buy
Exercise: $0.50From: 2009-12-18Exp: 2013-12-18→ Common Stock (35,000 underlying)
35,000
Right to Buy
Exercise: $0.36From: 2010-10-29Exp: 2015-06-29→ Common Stock (40,000 underlying)
40,000
Right to Buy
Exercise: $1.92From: 2004-11-27Exp: 2014-07-27→ Common Stock (40,000 underlying)
40,000

Footnotes (11)

[F1]Granted 75,400 options under the Issuer's 1999 Stock Option Plan. These options vest 20% annually over a 5 year period.
[F10]Granted 40,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/29/10, and all options expiring 6/29/15.
[F11]Ms. Herald purchased 20,833 units in Issuer's offering. Each unit consists of one share of common stock and a warrant to buy .75 of a share at $0.35.
[F2]Granted 100,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 5/2/02, and all options expiring 1/2/12.
[F3]Granted 50,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 6/10/03, and all options expiring 2/10/13.
[F4]Granted 40,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 11/27/04, and all options expiring 7/27/14.
[F5]Granted 125,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/9/05, and all options expiring 6/9/15.
[F6]Granted 75,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/18/09, and all options expiring 9/18/13.
[F7]Granted 12,500 options under Issuer's 1999 Stock Option Plan. These options vest over a 1 year period, with 1/4 of the amount vesting every 3 months commencing 3/15/09, and all options expiring 12/15/2013.
[F8]Granted 35,000 options under Issuer's 1999 Stock Option Plan. These options vest 40% after first year and 60% after second year. All options expire 12/18/2013.
[F9]These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/17/2010, and all options expiring 9/17/2014.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

GASCO ENERGY INC

CIK 0001086319

→

Entity typeother

Related Parties

filerCIK 0001366722

Filing Metadata

Form type: 4
Filed: Jun 14, 8:00 PM ET
Accepted: Jun 15, 4:28 PM ET
Size: 21.7 KB

View on SEC.gov