|4Jun 30, 6:16 PM ET

Cooke Kimberly Goins 4

4 · CITIZENS SOUTH BANKING CORP · Filed Jun 30, 2011

Insider Transaction Report

Form 4
Period: 2011-06-29
Cooke Kimberly Goins
Senior VP of Subsidiary Bank
Transactions
  • Tax Payment

    Common Stock

    2011-06-29$4.14/sh193$7995,404 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $13.15From: 2003-08-18Exp: 2013-08-18Common Stock (5,619 underlying)
    5,619
  • Common Stock

    (indirect: By 401(k))
    1,972
  • Common Stock

    (indirect: By her ESOP)
    3,935
  • Stock Option (Right to Buy)

    Exercise: $14.32From: 2003-11-03Exp: 2013-11-03Common Stock (2,625 underlying)
    2,625
  • Stock Option (Right to Buy)

    Exercise: $4.76Exp: 2019-03-16Common Stock (211 underlying)
    211
  • Stock Option (Right to Buy)

    Exercise: $7.62Exp: 2018-06-16Common Stock (5,250 underlying)
    5,250
Footnotes (7)
  • [F1]Reflects shares withheld to pay tax obligations on vesting of restricted stock.
  • [F2]Reflects adjustment for stock split distributed on November 15, 2010.
  • [F3]Includes 5,775 Restricted Stock Awards, composed of 5,250 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013.
  • [F4]Includes 525 Recognition and Retention awards that will cliff vest on January 22, 2012, five years after the date of the award. Accordingly, 1,575 shares have vested and 4,200 shares have not vested.
  • [F5]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
  • [F6]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
  • [F7]This incentive stock option has vested. Accordingly, 11,478 incentive stock options have vested and 2,227 incentive stock options have not vested.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4