4//SEC Filing
Cooke Kimberly Goins 4
Accession 0001140361-11-034815
CIK 0001051871other
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 6:16 PM ET
Size
13.2 KB
Accession
0001140361-11-034815
Insider Transaction Report
Form 4
Cooke Kimberly Goins
Senior VP of Subsidiary Bank
Transactions
- Tax Payment
Common Stock
2011-06-29$4.14/sh−193$799→ 5,404 total
Holdings
- 5,619
Stock Option (Right to Buy)
Exercise: $13.15From: 2003-08-18Exp: 2013-08-18→ Common Stock (5,619 underlying) - 1,972(indirect: By 401(k))
Common Stock
- 3,935(indirect: By her ESOP)
Common Stock
- 2,625
Stock Option (Right to Buy)
Exercise: $14.32From: 2003-11-03Exp: 2013-11-03→ Common Stock (2,625 underlying) - 211
Stock Option (Right to Buy)
Exercise: $4.76Exp: 2019-03-16→ Common Stock (211 underlying) - 5,250
Stock Option (Right to Buy)
Exercise: $7.62Exp: 2018-06-16→ Common Stock (5,250 underlying)
Footnotes (7)
- [F1]Reflects shares withheld to pay tax obligations on vesting of restricted stock.
- [F2]Reflects adjustment for stock split distributed on November 15, 2010.
- [F3]Includes 5,775 Restricted Stock Awards, composed of 5,250 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013.
- [F4]Includes 525 Recognition and Retention awards that will cliff vest on January 22, 2012, five years after the date of the award. Accordingly, 1,575 shares have vested and 4,200 shares have not vested.
- [F5]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
- [F6]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
- [F7]This incentive stock option has vested. Accordingly, 11,478 incentive stock options have vested and 2,227 incentive stock options have not vested.
Documents
Issuer
CITIZENS SOUTH BANKING CORP
CIK 0001051871
Entity typeother
Related Parties
1- filerCIK 0001341670
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 6:16 PM ET
- Size
- 13.2 KB