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4//SEC Filing

HUFFSTETLER JOHN STEPHEN 4

Accession 0001140361-11-034817

CIK 0001051871other
View on SEC.govCompany Profile

Filed

Jun 29, 8:00 PM ET

Accepted

Jun 30, 6:17 PM ET

Size

12.6 KB

Accession

0001140361-11-034817

Insider Transaction Report

Form 4
Period: 2011-06-29
CITIZENS SOUTH BANKING CORPCSBC
HUFFSTETLER JOHN STEPHEN
Senior VP of Subsidiary Bank
Transactions
  • Tax Payment

    Common Stock

    2011-06-29$4.14/sh−193$799→ 15,239 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $7.62Exp: 2018-06-16→ Common Stock (5,250 underlying)
    5,250

  • Common Stock

    (indirect: By IRA)
    3,142

  • Common Stock

    (indirect: By his ESOP)
    12,397

  • Stock Option (Right to Buy)

    Exercise: $14.32From: 2003-11-03Exp: 2013-11-03→ Common Stock (21,000 underlying)
    21,000

  • Common Stock

    (indirect: By 401(k))
    16,960

  • Stock Option (Right to Buy)

    Exercise: $4.76Exp: 2019-03-16→ Common Stock (211 underlying)
    211
Footnotes (7)
  • [F1]Reflects shares withheld to pay tax obligations on vesting of restricted stock.
  • [F2]Reflects adjustment for stock split distributed on November 15, 2010.
  • [F3]Includes a total of 15,750 Restricted Stock Awards, composed of 5,250 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013.
  • [F4]Includes 10,500 Recognition and Retention Plan shares awarded on November 3, 2003, that fully vested on November 3, 2010. Accordingly, 12,075 shares have vested and 3,675 shares have not vested.
  • [F5]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
  • [F6]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
  • [F7]This incentive stock option was awarded on November 3, 2003, and has vested. Accordingly, 22,659 incentive stock options have vested and 3,802 incentive stock options have not vested.

Documents

1 file

Issuer

CITIZENS SOUTH BANKING CORP

CIK 0001051871

→
Entity typeother

Related Parties

1
  • filerCIK 0001250008

Filing Metadata

Form type
4
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 6:17 PM ET
Size
12.6 KB
View on SEC.gov