Home/Filings/4/0001140361-11-035922
4//SEC Filing

Crookston D Jay 4

Accession 0001140361-11-035922

CIK 0000944947other

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 4:58 PM ET

Size

7.8 KB

Accession

0001140361-11-035922

Insider Transaction Report

Form 4
Period: 2011-07-01
Transactions
  • Disposition to Issuer

    Common Stock Option

    2011-07-01$0.14/sh950,000$133,2850 total
    Exercise: $0.09Exp: 2019-03-02Common Stock (950,000 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-01$0.23/sh250,000$56,3250 total
Footnotes (3)
  • [F1]Disposed of in exchange for a cash payment of $0.2253 per share pursuant to the merger agreement dated March 2, 2011 by and between the issuer, Johnson Controls Holding Company, Inc. and Eureka, Inc. (the "Merger").
  • [F2]The vesting of this option, which provided for vesting over a four year period commencing with 1/4th of the total shares vesting on the 12 month anniversary of the date of grant and 1/36th vesting each month thereafter, was accelerated in full as a result of the Merger.
  • [F3]This option was canceled in the Merger in exchange for a cash payment of $133,285 representing the difference between the exercise price of the option and the Merger consideration of $0.2253 per share.

Documents

1 file

Issuer

EnergyConnect Group Inc

CIK 0000944947

Entity typeother

Related Parties

1
  • filerCIK 0001469743

Filing Metadata

Form type
4
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 4:58 PM ET
Size
7.8 KB