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4//SEC Filing

Stremel John P 4

Accession 0001140361-11-035944

CIK 0000944947other

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 5:21 PM ET

Size

20.1 KB

Accession

0001140361-11-035944

Insider Transaction Report

Form 4
Period: 2011-07-01
Stremel John P
VP Grid Operations
Transactions
  • Disposition to Issuer

    Common Stock Option

    2011-07-01$0.18/sh100,000$17,5300 total
    Exercise: $0.05From: 2010-03-06Exp: 2019-03-06Common Stock (100,000 underlying)
  • Disposition to Issuer

    Common Stock Option

    2011-07-01$0.18/sh756,959$132,6950 total
    Exercise: $0.05Exp: 2019-03-06Common Stock (756,959 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-01$0.23/sh485,500$109,3830 total
Footnotes (4)
  • [F1]Disposed of in exchange for a cash payment of $0.2253 per share pursuant to the merger agreement dated March 2, 2011 by and between the issuer, Johnson Controls Holding Company, Inc. and Eureka, Inc. (the "Merger").
  • [F2]The vesting of this option, which provided for vesting over a four year period commencing with 1/4th of the total shares vesting on the 12 month anniversary of the date of grant and 1/36th vesting each month thereafter, was accelerated in full as a result of the Merger.
  • [F3]This option was canceled in the Merger in exchange for a cash payment of $17,530 representing the difference between the exercise price of the option and the Merger consideration of $0.2253 per share.
  • [F4]This option was canceled in the Merger in exchange for a cash payment of $132,694.91 representing the difference between the exercise price of the option and the Merger consideration of $0.2253 per share.

Issuer

EnergyConnect Group Inc

CIK 0000944947

Entity typeother

Related Parties

1
  • filerCIK 0001469711

Filing Metadata

Form type
4
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 5:21 PM ET
Size
20.1 KB