|3Jul 7, 5:57 PM ET

LABRANCHE GEORGE M L IV 3

3 · COWEN GROUP, INC. · Filed Jul 7, 2011

Insider Transaction Report

Form 3
Period: 2011-06-28
LABRANCHE GEORGE M L IV
DirectorSenior Managing Director
Holdings
  • Class A Common Stock

    (indirect: By Spouse)
    1,297,400
  • Class A Common Stock

    1,697,691
Footnotes (2)
  • [F1]Received in exchange for 1,701,094 shares of LaBranche & Co Inc. ("LaBranche") common stock upon consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of February 16, 2011, by and among the Issuer, Louisiana Merger Sub, Inc., a wholly owned subsidiary of the Issuer, and LaBranche.
  • [F2]Received in exchange for 1,300,000 shares of LaBranche & Co Inc. ("LaBranche") common stock upon consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of February 16, 2011, by and among the Issuer, Louisiana Merger Sub, Inc., a wholly owned subsidiary of the Issuer, and LaBranche.

Documents

1 file
  • 3
    doc1.xmlPrimary

    FORM 3