BOWLES HOWARD D 4

Accession 0001140361-11-037686

CIK 0000277638other

View on SEC.gov Company Profile

Filed

Jul 20, 8:00 PM ET

Accepted

Jul 21, 8:15 PM ET

Size

40.3 KB

Accession

0001140361-11-037686

Insider Transaction Report

Form 4

Period: 2003-12-05

DAVEY TREE EXPERT CONONE

BOWLES HOWARD D

Sr VP & GM-Davey Tree Surgery

Transactions

Award
Common Stock
2004-05-19+2,510→ 204,055 total
Award
Common Stock
2006-02-27+4,716→ 204,055 total
Award
Common Stock
2010-03-09+2,488→ 204,055 total
Award
Common Stock
2005-02-28+4,132→ 204,055 total
Award
Common Stock
2007-03-08+3,912→ 204,055 total
Award
Common Stock
2008-03-11+4,716→ 204,055 total
Award
Common Stock
2009-03-10+4,660→ 204,055 total
Award
Common Stock
2007-03-08+4,716→ 204,055 total
Award
Common Stock
2011-03-09+2,660→ 204,055 total
Award
Common Stock
2011-03-09+4,716→ 204,055 total
Award
Common Stock
2004-05-19+8,548→ 204,055 total
Award
Common Stock
2005-02-28+4,716→ 204,055 total
Award
Common Stock
2006-02-27+4,058→ 204,055 total
Award
Common Stock
2008-03-11+4,716→ 204,055 total
Award
Common Stock
2009-03-10+4,716→ 204,055 total
Award
Stock Appreciation Rights (2011)
2011-03-09+3,000→ 3,000 total
Exercise: $18.40From: 2012-03-09Exp: 2020-12-31→ Common Stock (3,000 underlying)
Award
Common Stock
2010-03-09+4,716→ 204,055 total
Award
Incentive Stock Option (Right to Buy)
2003-12-05+40,000→ 40,000 total
Exercise: $6.75From: 2004-12-05Exp: 2013-12-05→ Common Stock (40,000 underlying)
Award
Nonqualified Stock Option (Right to Buy)
2006-06-05+20,000→ 20,000 total
Exercise: $11.25From: 2007-06-05Exp: 2016-06-05→ Common Stock (20,000 underlying)
Award
Stock Appreciation Rights (2009)
2009-03-10+3,000→ 3,000 total
Exercise: $16.40From: 2010-03-10Exp: 2018-12-31→ Common Stock (3,000 underlying)
Award
Stock Appreciation Rights (2010)
2010-03-09+3,000→ 3,000 total
Exercise: $16.60From: 2011-03-09Exp: 2019-12-31→ Common Stock (3,000 underlying)

Holdings

Common Stock
(indirect: By 401(k))
65,822.636

Footnotes (6)

[F1]Upon the achievement of certain performance criteria, performance restricted stock units (PRSUs) were granted pursuant to the Company's performance restricted stock unit program, are payable in common shares, will be fully vested on the earlier of (a) the fifth anniversary of the grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires.
[F2]204,055 common shares are beneficially owned as of July 21, 2011.
[F3]Restricted stock units (RSUs) were granted pursuant to the Company's restricted stock unit program, are payable in common shares, will be fully vested upon the earlier of (a) the fifth anniversary of the respective grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires.
[F4]This total reflects routine accumulation of 65,822.6358 common shares acquired through the Company's 401(k) benefit plan as of July 20, 2011, based on internal records.
[F5]These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
[F6]These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

DAVEY TREE EXPERT CO

CIK 0000277638

→

Entity typeother

Related Parties

filerCIK 0001247523

Filing Metadata

Form type: 4
Filed: Jul 20, 8:00 PM ET
Accepted: Jul 21, 8:15 PM ET
Size: 40.3 KB

View on SEC.gov