4//SEC Filing
Mendes Michael J 4
Accession 0001140361-11-040756
CIK 0001320947other
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 6:51 PM ET
Size
7.6 KB
Accession
0001140361-11-040756
Insider Transaction Report
Form 4
Mendes Michael J
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2011-08-08−8,169→ 234,009 total - Tax Payment
Common Stock
2011-08-09−12,448→ 221,561 total
Holdings
- 1,000(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- [F2]Shares were purchased by Mr. Mendes on behalf of his daughter through a custodial account.
Documents
Issuer
Diamond Foods Inc
CIK 0001320947
Entity typeother
Related Parties
1- filerCIK 0001333507
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 6:51 PM ET
- Size
- 7.6 KB