4//SEC Filing
Kolb Nancy A 4
Accession 0001140361-11-040844
CIK 0000890846other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 12:37 PM ET
Size
14.1 KB
Accession
0001140361-11-040844
Insider Transaction Report
Form 4
Kolb Nancy A
VP Global Marketing
Transactions
- Purchase
common stock
2011-08-10$5.26/sh+700$3,682→ 15,950 total - Purchase
common stock
2011-08-10$5.24/sh+300$1,572→ 16,250 total
Holdings
- 40,000
non-qualified stock option
Exercise: $0.85Exp: 2014-06-04→ common stock (40,000 underlying) - 25,000
non-qualified stock option
Exercise: $4.16Exp: 2012-05-17→ common stock (25,000 underlying) - 25,000
non-qualified stock option
Exercise: $4.11Exp: 2012-09-30→ common stock (25,000 underlying) - 25,000
non-qualified stock option
Exercise: $3.15Exp: 2013-06-23→ common stock (25,000 underlying) - 6,525
non-qualified stock option
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ common stock (6,525 underlying) - 4,100
non-qualified stock option
Exercise: $7.98From: 2012-06-07Exp: 2018-06-06→ common stock (4,100 underlying)
Footnotes (4)
- [F1]Includes 3,825 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the second, third and fourth anniversaries of the grant date (June 8, 2010).
- [F2]Includes 3,150 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 7, 2011).
- [F3]Fully vested.
- [F4]Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).
Documents
Issuer
UROPLASTY INC
CIK 0000890846
Entity typeother
Related Parties
1- filerCIK 0001501774
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 12:37 PM ET
- Size
- 14.1 KB