4//SEC Filing
RUOCCO ROBERT C 4
Accession 0001140361-11-042335
CIK 0001287151other
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 4:22 PM ET
Size
7.2 KB
Accession
0001140361-11-042335
Insider Transaction Report
Form 4
RUOCCO ROBERT C
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2011-08-12$12.70/sh+296,652$3,767,184→ 1,817,482 total(indirect: See Footnotes)
Footnotes (4)
- [F1]The Reporting Person is one of three individual managing members of Carl Marks Management Company, LLC ("CMMC"), a Delaware limited liability company and registered investment adviser, which is the investment adviser to (i) Carl Marks Strategic Investments, L.P. ("CMSI"), a Delaware limited partnership and private investment partnership, and (ii) Carl Marks Strategic Opportunities Fund, L.P. ("CMSO"), a Delaware limited partnership and private investment partnership. The Reporting Person is also one of three individual managing members of (x) CMSI GP, LLC ("CMSI GP"), a Delaware limited liability company and the general partner of CMSI, and (y) Carl Marks GP, LLC ("CMSO GP"), a Delaware limited liability company and the general partner of CMSO. 87,213 of the reported shares were acquired by CMSI and 209,439 of the reported shares were acquired by CMSO, in each case on the transaction date.
- [F2]As of August 12, 2011, CMSI and CMSO were owners of, in the aggregate, 1,817,482 shares of Common Stock (563,621 of such shares are held by CMSI and 1,253,861 of such shares are held by CMSO).
- [F3]The 563,621 shares of Common Stock held by CMSI and the 1,253,861 shares of Common Stock held by CMSO may be deemed to be beneficially owned (i) indirectly by CMMC, as the investment adviser to CMSI and CMSO; (ii) indirectly by CMSI GP, as the general partner of CMSI, and CMSO GP, as the general partner of CMSO, respectively; and (iii) indirectly, on a shared basis, by the Reporting Person and the two other individual managing members of CMMC, the investment adviser to CMSI and CMSO, who share the power to direct the vote or disposition of such securities. CMMC and the three individual managing members of CMMC have previously filed statements pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer which they may be deemed to beneficially own.
- [F4]The Reporting Person's beneficial ownership of the Issuer's securities is limited to his indirect interest (if any) in the shares of Common Stock held by CMSI and CMSO, limited to his pecuniary interest in CMSI and CMSO (if any).
Documents
Issuer
XERIUM TECHNOLOGIES INC
CIK 0001287151
Entity typeother
Related Parties
1- filerCIK 0001214841
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 4:22 PM ET
- Size
- 7.2 KB