LIU JOSEPH Y 4
4 · OPLINK COMMUNICATIONS INC · Filed Aug 16, 2011
Insider Transaction Report
Form 4
LIU JOSEPH Y
DirectorCEO and President
Transactions
- Exercise/Conversion
Common Stock
2011-08-12+50,000→ 365,925 total - Tax Payment
Common Stock
2011-08-12$15.86/sh−18,340$290,872→ 347,585 total - Exercise/Conversion
Restricted Stock Units
2011-08-12−50,000→ 50,000 totalExercise: $0.00From: 2011-08-12Exp: 2013-08-12→ Common Stock (100,000 underlying)
Footnotes (3)
- [F1]Shares received upon vesting of first tranche of Restricted Stock Unit (RSU) award originally granted 8/12/09.
- [F2]Shares used to satisfy tax withholding obligation related to income from RSU vesting.
- [F3]Each RSU represents the right to receive one share of common stock upon vesting. 50% of the RSUs vested on 8/12/2011, an additional 25% of the RSUs will vest on 8/12/2012, and the remaining 25% of the RSUs will vest on 8/12/2013.