SFERRA JAMES P/ 4
4 · LSI INDUSTRIES INC · Filed Aug 23, 2011
Insider Transaction Report
Form 4
SFERRA JAMES P/
DirectorExecutive VP - Manufacturing
Transactions
- Award
Common Shares
2011-08-19$6.72/sh+3,405$22,882→ 46,595 total
Holdings
- 18,750
Option to Buy
Exercise: $11.68From: 2003-11-14Exp: 2011-11-14→ Common Shares (18,750 underlying) - 25,000
Option to Buy
Exercise: $17.60Exp: 2016-08-24→ Common Shares (25,000 underlying) - 20,000
Option to Buy
Exercise: $8.98Exp: 2018-08-22→ Common Shares (20,000 underlying) - 22,000
Option to Buy
Exercise: $5.21Exp: 2020-08-19→ Common Shares (22,000 underlying) - 20,000
Option to Buy
Exercise: $19.76Exp: 2017-08-24→ Common Shares (20,000 underlying) - 60,000
Option to Buy
Exercise: $8.40Exp: 2019-08-21→ Common Shares (60,000 underlying) - 339,532
Common Shares
- 30,000
Option to Buy
Exercise: $9.96Exp: 2014-10-27→ Common Shares (30,000 underlying)
Footnotes (5)
- [F1]Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- [F2]Options are exercisable at a rate of 43% on 1st grant date anniversary, 43% on 2nd anniversary and 14% on third anniversary, cumulative to the extent not exercised in a prior year.
- [F3]Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008.
- [F4]The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- [F5]These holdings have been previously reported on Form 4.