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4//SEC Filing

DiChiara Richard C 4

Accession 0001140361-11-044943

CIK 0001501364other
View on SEC.govCompany Profile

Filed

Sep 6, 8:00 PM ET

Accepted

Sep 7, 4:11 PM ET

Size

14.9 KB

Accession

0001140361-11-044943

Insider Transaction Report

Form 4
Period: 2011-09-02
Rockville Financial, Inc. /CT/RCKB
DiChiara Richard C
Other
Transactions
  • Award

    Stock Options

    2011-09-02$9.50/sh+7,004$66,538→ 7,004 total
    Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (7,004 underlying)
  • Award

    Common Stock

    2011-09-02$9.50/sh+1,381$13,120→ 5,067 total
Holdings

  • Common Stock

    (indirect: By Rockville Bank ESOP Plan)
    4,314

  • Stock Options

    Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (8,190 underlying)
    8,190

  • Stock Options

    Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,574 underlying)
    6,574

  • Stock Options

    Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (2,464 underlying)
    2,464
Footnotes (9)
  • [F1]Includes 1,067 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio became 1,516 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 296 shares (x 1.5167 exchange ratio became 448 shares) withheld by the Issuer for tax withholding purposes.
  • [F2]Includes 1,181 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio became 1,516 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 150 shares (x 1.5167 exchange ratio became 335 shares) withheld by the Issuer for tax withholding purposes.
  • [F3]Includes 1,437 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio became 1,516 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 52 shares (x 1.5167 exchange ratio became 78 shares) withheld by the Issuer for tax withholding purposes.
  • [F4]Includes 1,381 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,381 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
  • [F5]Shares allocated to the account of Mr. DiChiara under the Rockville Bank Employee Stock Ownership Plan, of which 1,725.200 shares are vested as of September 2, 2011.
  • [F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  • [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  • [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
  • [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.

Documents

1 file

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

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Entity typeother

Related Parties

1
  • filerCIK 0001418108

Filing Metadata

Form type
4
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 4:11 PM ET
Size
14.9 KB
View on SEC.gov