⌘K

Login Start Free

UROPLASTY INC·4

Sep 16, 5:09 PM ET

MAXWELL ROBERT PATRICK 4

4 · UROPLASTY INC · Filed Sep 16, 2011

Insider Transaction Report

Form 4

Period: 2011-09-14

UROPLASTY INCUPI

MAXWELL ROBERT PATRICK

Director

Transactions

Exercise/Conversion
non-qualified stock options
2011-09-15$2.38/sh+15,000$35,700→ 0 total
Exercise: $2.38From: 2008-09-18Exp: 2011-09-17→ common stock (15,000 underlying)
Award
common stock
2011-09-14+3,125→ 113,234 total
Award
non-qualified stock options
2011-09-14+5,475→ 5,475 total
Exercise: $4.83From: 2012-09-14Exp: 2018-09-13→ common stock (5,475 underlying)
Exercise/Conversion
common stock
2011-09-15$2.38/sh+15,000$35,700→ 128,234 total

Holdings

non-qualified stock options
Exercise: $0.77From: 2009-09-15Exp: 2014-09-14→ common stock (15,000 underlying)
15,000
non-qualified stock options
Exercise: $4.16From: 2011-09-14Exp: 2017-09-13→ common stock (6,175 underlying)
6,175

Footnotes (1)

[F1]Includes 3,125 shares of restricted stock subject to risk of forfeiture that lapses six months from the grant date (September 14, 2011).

Documents

1 file

4
doc1.xmlPrimary
FORM 4