4//SEC Filing
MAXWELL ROBERT PATRICK 4
Accession 0001140361-11-046228
CIK 0000890846other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 5:09 PM ET
Size
12.7 KB
Accession
0001140361-11-046228
Insider Transaction Report
Form 4
MAXWELL ROBERT PATRICK
Director
Transactions
- Exercise/Conversion
non-qualified stock options
2011-09-15$2.38/sh+15,000$35,700→ 0 totalExercise: $2.38From: 2008-09-18Exp: 2011-09-17→ common stock (15,000 underlying) - Award
common stock
2011-09-14+3,125→ 113,234 total - Award
non-qualified stock options
2011-09-14+5,475→ 5,475 totalExercise: $4.83From: 2012-09-14Exp: 2018-09-13→ common stock (5,475 underlying) - Exercise/Conversion
common stock
2011-09-15$2.38/sh+15,000$35,700→ 128,234 total
Holdings
- 15,000
non-qualified stock options
Exercise: $0.77From: 2009-09-15Exp: 2014-09-14→ common stock (15,000 underlying) - 6,175
non-qualified stock options
Exercise: $4.16From: 2011-09-14Exp: 2017-09-13→ common stock (6,175 underlying)
Footnotes (1)
- [F1]Includes 3,125 shares of restricted stock subject to risk of forfeiture that lapses six months from the grant date (September 14, 2011).
Documents
Issuer
UROPLASTY INC
CIK 0000890846
Entity typeother
Related Parties
1- filerCIK 0001189089
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 5:09 PM ET
- Size
- 12.7 KB