WARRELL RAYMOND P JR 4
4 · GENTA INC DE/ · Filed Sep 23, 2011
Insider Transaction Report
Form 4
GENTA INC DE/GNTA
WARRELL RAYMOND P JR
DirectorChairman & CEO
Transactions
- Conversion
Common Stock
2011-09-08$0.00/sh+16,778,523$25,168→ 3,462,997,557 total - Sale
Common Stock
2011-09-21$0.00/sh−8,000,000$15,200→ 3,454,997,557 total - Sale
Common Stock
2011-09-22$0.00/sh−8,778,523$13,168→ 3,446,219,034 total - Conversion
15% Senior Convertible Promissory Note
2011-09-08→ 1,758,468 totalExercise: $0.00From: 2008-10-07Exp: 2013-09-04→ Common Stock (16,778,523 underlying)
Holdings
- 25,170,499(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Includes 16,778,523 shares of common stock held jointly with Dr. Warrell's spouse, Dr. Itri, 9,237,920 shares potentially issuable upon the vesting of outstanding restricted stock units held by Dr. Warrell, 1,180,180,147 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due Sept. 4, 2013, held in joint account, 7,010,765 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 924,362,094 shares of common stock issuable upon the exercise of March 2010 Warrants held in joint account, 120,807,405 shares of common stock issuable upon the exercise of December 2010 Warrants held in joint account, 1,196,958,664 shares of common stock issuable upon the exercise of September 2011 Warrants held in joint account, 651,274 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Warrell's IRA and 7,010,765 issuable upon the exercise of September 2011 Warrants held by Dr. Warrell's IRA.
- [F2]Includes 3,161,191 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 10,516,174 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due September 4, 2013, held by Dr. Itri's IRA, 976,960 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA and 10,516,174 shares of common stock issuable upon the exercise of September 2011 Warrants.