4//SEC Filing
McGurk William J 4
Accession 0001140361-11-046934
CIK 0001501364other
Filed
Sep 25, 8:00 PM ET
Accepted
Sep 26, 4:02 PM ET
Size
17.4 KB
Accession
0001140361-11-046934
Insider Transaction Report
Form 4
McGurk William J
DirectorPresident & CEO
Transactions
- Purchase
Common Stock
2011-09-22$9.31/sh+100$931→ 100 total - Purchase
Common Stock
2011-09-22$9.35/sh+700$6,545→ 700 total
Holdings
- 12,884(indirect: By 401(k))
Common Stock
- 15,699(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 45,501
Stock Options
Exercise: $11.72From: 2008-12-13Exp: 2016-04-26→ Common Stock (45,501 underlying) - 45,501
Stock Options
Exercise: $9.46From: 2007-08-14Exp: 2016-04-26→ Common Stock (45,501 underlying) - 45,501
Stock Options
Exercise: $7.90From: 2008-02-20Exp: 2016-04-26→ Common Stock (45,501 underlying) - 47,169
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2016-04-26→ Common Stock (47,169 underlying) - 53,691
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2016-04-26→ Common Stock (53,691 underlying) - 197,257
Common Stock
Footnotes (9)
- [F1]Includes 15,000 shares held jointly with wife.
- [F2]Includes 50,961 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares (x 1.5167 exchange ratio became 63,701 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares (x 1.5167 exchange ratio became 12,740 shares) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 4,216 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares (x 1.5167 exchange ratio became 5,270 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares (x 1.5167 exchange ratio became 1,054 shares) withheld by the Issuer for tax withholding purposes.
- [F4]Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of March 22, 2011.
- [F5]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F9]The expiration date has been amended to no later than five years from Mr. McGurk's retirement date of April 26, 2011 in accordance with the 2006 Stock Incentive Award Plan.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001313289
Filing Metadata
- Form type
- 4
- Filed
- Sep 25, 8:00 PM ET
- Accepted
- Sep 26, 4:02 PM ET
- Size
- 17.4 KB