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4//SEC Filing

VERARDI FRANK 4

Accession 0001140361-11-047216

CIK 0000880562other
View on SEC.govCompany Profile

Filed

Sep 27, 8:00 PM ET

Accepted

Sep 28, 8:12 PM ET

Size

22.1 KB

Accession

0001140361-11-047216

Insider Transaction Report

Form 4
Period: 2011-09-26
DAEGIS INC.DAEG
VERARDI FRANK
General Manager, DDP
Transactions
  • Exercise of In-Money

    Common Stock

    2011-09-26$1.25/sh+8,000$10,000→ 39,389 total
  • Exercise of In-Money

    Stock Option

    2011-09-26$1.25/sh−8,000$10,000→ 0 total
    Exercise: $1.25Exp: 2011-09-26→ Common Stock (0 underlying)
Holdings

  • Stock Option

    Exercise: $1.30Exp: 2011-11-16→ Common Stock (50,000 underlying)
    50,000

  • Stock Option

    Exercise: $2.30Exp: 2015-02-02→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $1.92Exp: 2021-07-01→ Common Stock (10,125 underlying)
    10,125

  • Stock Option

    Exercise: $3.56Exp: 2020-05-04→ Common Stock (22,500 underlying)
    22,500

  • Stock Option

    Exercise: $1.92Exp: 2021-07-01→ Common Stock (3,375 underlying)
    3,375

  • Stock Option

    Exercise: $0.55Exp: 2012-05-09→ Common Stock (75,000 underlying)
    75,000

  • Stock Option

    Exercise: $6.40Exp: 2018-05-02→ Common Stock (12,000 underlying)
    12,000

  • Stock Option

    Exercise: $2.60Exp: 2019-05-05→ Common Stock (22,500 underlying)
    22,500

  • Stock Option

    Exercise: $3.56Exp: 2020-05-04→ Common Stock (7,500 underlying)
    7,500

  • Stock Option

    Exercise: $2.90Exp: 2021-05-02→ Common Stock (9,000 underlying)
    9,000
Footnotes (11)
  • [F1]Option granted 9/26/01 (#3496), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F10]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F11]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
  • [F2]Option granted 11/16/01 (#3506), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F3]Option granted 05/09/02 (#3534), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F4]Non-Plan Option granted 02/02/2005 (#3684) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested and expires 02/2015.
  • [F5]Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F6]Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F7]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  • [F8]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
  • [F9]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.

Documents

1 file

Issuer

DAEGIS INC.

CIK 0000880562

→
Entity typeother

Related Parties

1
  • filerCIK 0001243296

Filing Metadata

Form type
4
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 8:12 PM ET
Size
22.1 KB
View on SEC.gov