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LUIKART JAMES L 4

Accession 0001140361-11-049027

CIK 0001025953other

View on SEC.gov Company Profile

Filed

Oct 10, 8:00 PM ET

Accepted

Oct 11, 2:10 PM ET

Size

40.3 KB

Accession

0001140361-11-049027

Insider Transaction Report

Form 4

Period: 2011-10-06

NOVASTAR FINANCIAL INCNOVS

LUIKART JAMES L

10% Owner

Transactions

Other
Common Stock
2011-10-06−16,132,891→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06+192,874→ 2,329,145 total(indirect: See footnotes (1), (3) and (5))
Other
Common Stock
2011-10-06−589,978→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06+64,859→ 1,992,990 total(indirect: See footnote (1), (4) and (5))
Other
Common Stock
2011-10-06+622,433→ 2,480,564 total(indirect: See footnotes (1), (2) and (5))

Jefferies Capital Partners IV LLC

10% Owner

Transactions

Other
Common Stock
2011-10-06−16,132,891→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06−589,978→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06+622,433→ 2,480,564 total(indirect: See footnotes (1), (2) and (5))
Other
Common Stock
2011-10-06+192,874→ 2,329,145 total(indirect: See footnotes (1), (3) and (5))
Other
Common Stock
2011-10-06+64,859→ 1,992,990 total(indirect: See footnote (1), (4) and (5))

JEFFERIES CAPITAL PARTNERS IV LP

10% Owner

Transactions

Other
Common Stock
2011-10-06+192,874→ 2,329,145 total(indirect: See footnotes (1), (3) and (5))
Other
Common Stock
2011-10-06+64,859→ 1,992,990 total(indirect: See footnote (1), (4) and (5))
Other
Common Stock
2011-10-06−589,978→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06−16,132,891→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06+622,433→ 2,480,564 total(indirect: See footnotes (1), (2) and (5))

JCP PARTNERS IV LLC

10% Owner

Transactions

Other
Common Stock
2011-10-06+622,433→ 2,480,564 total(indirect: See footnotes (1), (2) and (5))
Other
Common Stock
2011-10-06−589,978→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06+192,874→ 2,329,145 total(indirect: See footnotes (1), (3) and (5))
Other
Common Stock
2011-10-06+64,859→ 1,992,990 total(indirect: See footnote (1), (4) and (5))
Other
Common Stock
2011-10-06−16,132,891→ 0 total(indirect: See footnote (1))

Jefferies Employee Partners IV LLC

10% Owner

Transactions

Other
Common Stock
2011-10-06+622,433→ 2,480,564 total(indirect: See footnotes (1), (2) and (5))
Other
Common Stock
2011-10-06+192,874→ 2,329,145 total(indirect: See footnotes (1), (3) and (5))
Other
Common Stock
2011-10-06+64,859→ 1,992,990 total(indirect: See footnote (1), (4) and (5))
Other
Common Stock
2011-10-06−589,978→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06−16,132,891→ 0 total(indirect: See footnote (1))

FRIEDMAN BRIAN P

10% Owner

Transactions

Other
Common Stock
2011-10-06+192,874→ 2,329,145 total(indirect: See footnotes (1), (3) and (5))
Other
Common Stock
2011-10-06+64,859→ 1,992,990 total(indirect: See footnote (1), (4) and (5))
Other
Common Stock
2011-10-06−589,978→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06+622,433→ 2,480,564 total(indirect: See footnotes (1), (2) and (5))
Other
Common Stock
2011-10-06−16,132,891→ 0 total(indirect: See footnote (1))

10% Owner

Transactions

Other
Common Stock
2011-10-06−589,978→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06+622,433→ 2,480,564 total(indirect: See footnotes (1), (2) and (5))
Other
Common Stock
2011-10-06−16,132,891→ 0 total(indirect: See footnote (1))
Other
Common Stock
2011-10-06+192,874→ 2,329,145 total(indirect: See footnotes (1), (3) and (5))
Other
Common Stock
2011-10-06+64,859→ 1,992,990 total(indirect: See footnote (1), (4) and (5))

Footnotes (5)

[F1](1) See Exhibit 99.1 - Footnote (1)
[F2](2) See Exhibit 99.1 - Footnote (2)
[F3](3) See Exhibit 99.1 - Footnote (3)
[F4](4) See Exhibit 99.1 - Footnote (4)
[F5](5) See Exhibit 99.1 - Footnote (5)

Documents

2 files

Issuer

NOVASTAR FINANCIAL INC

CIK 0001025953

Entity typeother

Related Parties

1

filerCIK 0001288399

Filing Metadata

Form type: 4
Filed: Oct 10, 8:00 PM ET
Accepted: Oct 11, 2:10 PM ET
Size: 40.3 KB

View on SEC.gov