ALLIED HEALTHCARE INTERNATIONAL INC 4

4 · ALLIED HEALTHCARE INTERNATIONAL INC · Filed Oct 24, 2011

Form 4

Period: 2011-10-20

Director

Transactions

Other
Common Stock
2011-10-20$3.90/sh−5,914$23,065→ 0 total
Other
Stock Option
2011-10-20−100,000→ 0 total
Exercise: $2.01Exp: 2018-05-14→ Common Stock (100,000 underlying)
Other
Stock Option
2011-10-20−70,000→ 0 total
Exercise: $2.59Exp: 2020-05-20→ Common Stock (70,000 underlying)
Other
Stock Option
2011-10-20−12,000→ 0 total
Exercise: $6.20Exp: 2015-03-23→ Common Stock (12,000 underlying)
Other
Stock Option
2011-10-20−50,000→ 0 total
Exercise: $2.24Exp: 2017-08-09→ Common Stock (50,000 underlying)
Other
Stock Option
2011-10-20−70,000→ 0 total
Exercise: $2.12Exp: 2019-06-17→ Common Stock (70,000 underlying)
Other
Common Stock
2011-10-20$3.90/sh−250$975→ 0 total(indirect: By Spouse)
Other
Stock Option
2011-10-20−9,000→ 0 total
Exercise: $3.83Exp: 2013-09-11→ Common Stock (9,000 underlying)

Footnotes (4)

[F1]Shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of July 28, 2011 (the "Merger Agreement"), by and among Saga Group Limited, AHL Acquisition Corp. and Allied Healthcare International Inc. for $3.90 in cash.
[F2]Pursuant to the merger contemplated by the Merger Agreement (the "Merger"), the option was cancelled and converted into the right to receive a cach payment equal to the excess, if any, of (i) $3.90 over (ii) the per share exercise price of the option, multiplied by the number of shares of common stock subject to the option.
[F3]All shares subject to the option had vested prior to the Merger.
[F4]To the extent shares subject to the option had not vested at the time of the Merger, they vested on the date of the Merger pursuant to the applicable stock option agreement.

Documents

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