WHELAN KAREN M L 4
4 · UNIVERSAL CORP /VA/ · Filed Oct 28, 2011
Insider Transaction Report
Form 4
WHELAN KAREN M L
Treasurer
Transactions
- Exercise/Conversion
Stock Appreciation Rights
2011-10-26+2,600→ 5,200 totalExercise: $39.71From: 2011-06-08Exp: 2020-06-08→ Common Stock (2,600 underlying) - Disposition to Issuer
Common Stock
2011-10-26$42.12/sh+2,500$105,300→ 44,638 total - Sale
common stock
2011-10-26$42.28/sh−10,600$448,168→ 44,538 total - Exercise/Conversion
Common Stock
2011-10-26$39.71/sh+2,600$103,246→ 47,138 total
Footnotes (2)
- [F1]includes 16,300 restricted stock units and 1,073 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under code Section 162(m) on the date of vesting.
- [F2]shares held in a revocable trust account