4//SEC Filing
PROVIDENCE EQUITY PARTNERS IV LP 4
Accession 0001140361-11-051297
CIK 0000880059other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 8:42 PM ET
Size
140.8 KB
Accession
0001140361-11-051297
Insider Transaction Report
Form 4
Providence Equity Partners V-A L P
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote)
PEP EDMC L.L.C.
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote)
Providence Equity GP V L.P.
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote)
PROVIDENCE EQUITY PARTNERS IV LP
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote)
Providence Equity Partners V L.L.C.
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote)
Providence Equity Partners V L P
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote)
Providence Equity GP IV L.P.
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote)
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote)
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote)
NELSON JONATHAN M
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,877,166 total(indirect: See footnote) - Other
Common Stock, par value $0.01 per share
2010-10-28+4,769→ 40,881,935 total(indirect: See footnote)
Footnotes (6)
- [F1]On the Transaction Date, and pursuant to the Omnibus Stock Option Plan: (i) Paul J. Salem was granted 2,761 restricted shares of common stock and 2,008 shares of common stock; and (ii) Peter Osgood Wilde, Jr. was granted 2,761 restricted shares of common stock and 2,008 shares of common stock, each as nominees for PEP LLC.
- [F2]Representing: (i) 32,317,772 shares of common stock are directly held by Providence Equity Partners V L.P. ("PEP V"); (ii) 5,104,728 shares of common stock are directly held by Providence Equity Partners V-A L.P. ("PEP V-A"); (iii) 2,675,590 shares of common stock are directly held by Providence Equity Partners IV L.P. ("PEP IV"); (iv) 8,629 shares of common stock are directly held by Providence Equity Operating Partners IV L.P. ("PEOP IV"); (v) 740,880 shares of common stock are directly held by PEP EDMC L.L.C. ("PEP EDMC"); (vi) 8,892 shares of common stock are directly held by Mr. Salem as nominee for PEP LLC; (vii) 8,892 shares of common stock are directly held by Mr. Wilde as nominee for PEP LLC; and (viii) 16,552 shares of common stock are directly held by PEP LLC.
- [F3]Certain Reporting Persons may be deemed to indirectly own the securities listed above as follows: (a) Providence Equity GP V L.P. ("PEP GP V"), as general partner of PEP V and PEP V-A; (b) Providence Equity Partners V L.L.C. ("PEP V LLC") as general partner of PEP GP V; (c) Providence Equity GP IV L.P. ("PEP GP IV"), as general partner of PEP IV and PEOP IV; (d) PEP V, PEP V-A, PEP IV and PEOP IV as the members of PEP EDMC L.L.C.; (e) Providence Equity Partners IV L.L.C. ("PEP IV LLC") as general partner of PEP GP IV; (f) Providence Equity Partners V Inc. as the former investment manager of PEP V; (g) Providence Equity Partners IV Inc. as the former investment manager of PEP IV; and (h) PEP LLC, as management company to PEP V, PEP V-A, PEP IV and PEOP IV. Each of PEP GP V, PEP V LLC, PEP GP IV, PEP IV LLC, PEP V, PEP V-A, PEP IV, PEOP IV, PEP V, Inc., PEP IV, Inc. and PEP LLC disclaims indirect beneficial ownership except to the extent of each of their respective pecuniary interests
- [F4]Messrs. Jonathan Nelson, Glenn Creamer and Paul Salem each are: (1) partners of PEP GP IV; (2) indirect beneficial owners of PEP GP V, PEP V LLC, PEP V, Inc. and PEP IV, Inc.; (3) members of PEP LLC; and (4) members of PEP IV LLC, and may be deemed to share beneficial ownership of shares owned by PEP V, PEP V-A, PEP IV, PEOP IV, PEP EDMC LLC, PEP V, Inc., PEP IV, Inc. and PEP LLC or held by Messrs. Salem and Wilde as nominees for such entities. Each of Messrs. Nelson, Creamer and Salem disclaims this beneficial ownership, except to the extent of each of their respective pecuniary interests therein.
- [F5]See Exhibit 99.1, incorporated by reference herein.
- [F6]Due to the number of Reporting Persons this filing has been split into two submissions. This is part 1 of 2.
Documents
Issuer
EDUCATION MANAGEMENT CORPORATION
CIK 0000880059
Entity typeother
Related Parties
1- filerCIK 0001127275
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 8:42 PM ET
- Size
- 140.8 KB