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SUMMIT FINANCIAL GROUP INC·4

Nov 2, 9:10 AM ET

SUMMIT FINANCIAL GROUP INC 4

4 · SUMMIT FINANCIAL GROUP INC · Filed Nov 2, 2011

Insider Transaction Report

Form 4
Period: 2011-10-31
SUMMIT FINANCIAL GROUP INCSMMF
HEISHMAN PHOEBE F
Director
Transactions
  • Exercise of In-Money

    Subscription Rights (right to buy)

    2011-10-31$500.00/sh−50$25,000→ 50 total(indirect: By Children)
    Exercise: $500.00From: 2011-07-01Exp: 2011-10-31→ Preferred Stock (50 underlying)
  • Purchase

    8% Non-Cumulative Convertible Preferred Stock, Series 2011

    2011-10-31$500.00/sh+50$25,000→ 6,250 total(indirect: By Children)
    Exercise: $4.00From: 2012-03-01Exp: 2021-06-01→ Common Stock (6,250 underlying)
Holdings

  • COMMON STOCK

    71,625

  • COMMON STOCK

    (indirect: By Children)
    20,135

  • COMMON STOCK

    (indirect: By Spouse)
    1,760
Footnotes (1)
  • [F1]The 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4