4//SEC Filing
PHC INC /MA/ 4
Accession 0001140361-11-051650
CIK 0000915127operating
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:44 PM ET
Size
17.5 KB
Accession
0001140361-11-051650
Insider Transaction Report
Form 4
PHC INC /MA/PHC
BOSWELL ROBERT H
CLERK AND CFO
Transactions
- Disposition from Tender
Stock Options
2011-11-01−10,000→ 0 totalExercise: $2.90Exp: 2012-11-14→ Common Stock (10,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−15,000→ 0 totalExercise: $1.25Exp: 2013-11-28→ Common Stock (15,000 underlying) - Disposition from Tender
Class A Common Stock
2011-11-01−207,029→ 0 total - Disposition from Tender
Stock Options
2011-11-01−10,000→ 0 totalExercise: $1.20Exp: 2014-06-15→ Common Stock (10,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−25,000→ 0 totalExercise: $1.08Exp: 2014-12-14→ Common Stock (25,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−7,500→ 0 totalExercise: $2.95Exp: 2012-10-14→ Common Stock (7,500 underlying) - Disposition from Tender
Stock Options
2011-11-01−10,000→ 0 totalExercise: $2.75Exp: 2013-02-18→ Common Stock (10,000 underlying)
Footnotes (5)
- [F1]Disposed of pursuant to merger agreement between issuer and Acadia Healthcare, Inc. ("Acaida")in which each share of Class A common stock was exchanged for 0.25 of a share of Acadia common stock on the effective date of the merger.
- [F2]These options were cancelled in the merger in exchange for similar options for 1/4th the number of shares of Acadia common stock and with an exercise price 4 times the exercise price of these options on the effective date of the merger.
- [F3]Fully vested
- [F4]7,500 fully vested; remaining 2,500 vest 06/15/2012
- [F5]12,500 fully vested; remaining 6,250 vest 12/14/2011 and 6,250 vest 12/14/2012.
Documents
Issuer
PHC INC /MA/
CIK 0000915127
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0000915127
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 4:44 PM ET
- Size
- 17.5 KB