Home/Filings/4/0001140361-11-051654
4//SEC Filing

PHC INC /MA/ 4

Accession 0001140361-11-051654

CIK 0000915127operating

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 4:50 PM ET

Size

31.7 KB

Accession

0001140361-11-051654

Insider Transaction Report

Form 4
Period: 2011-11-01
PHC INC /MA/PHC, INC
Transactions
  • Disposition from Tender

    Stock Options

    2011-11-0117,5000 total
    Exercise: $0.55Exp: 2012-04-18Common Stock (17,500 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-0110,0000 total
    Exercise: $1.48Exp: 2015-01-06Common Stock (10,000 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-0110,0000 total
    Exercise: $0.75Exp: 2012-09-30Common Stock (10,000 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-0110,0000 total
    Exercise: $0.74Exp: 2013-01-08Common Stock (10,000 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-0110,0000 total
    Exercise: $1.20Exp: 2014-06-15Common Stock (10,000 underlying)
  • Other

    Stock Options

    2011-11-0120,0000 total
    Exercise: $2.11Exp: 2016-02-09Common Stock (20,000 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-0120,0000 total
    Exercise: $2.84Exp: 2017-12-21Common Stock (20,000 underlying)
  • Disposition from Tender

    Class A Common Stock

    2011-11-01162,0000 total
  • Disposition from Tender

    Stock Options

    2011-11-0120,0000 total
    Exercise: $3.18Exp: 2017-01-03Common Stock (20,000 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-0120,0000 total
    Exercise: $1.08Exp: 2019-12-18Common Stock (20,000 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-0120,0000 total
    Exercise: $1.65Exp: 2020-12-16Common Stock (20,000 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-017,5000 total
    Exercise: $2.83Exp: 2012-11-21Common Stock (7,500 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-0110,0000 total
    Exercise: $1.33Exp: 2014-01-09Common Stock (10,000 underlying)
  • Disposition from Tender

    Stock Options

    2011-11-0120,0000 total
    Exercise: $1.50Exp: 2018-12-18Common Stock (20,000 underlying)
Footnotes (3)
  • [F1]Disposed of pursuant to merger agreement between issuer and Acadia Healthcare, Inc. ("Acadia")in which each share of Class A common stock was exchanged for 0.25 of a share of Acadia common stock on the effective date of the merger.
  • [F2]These options were cancelled in the merger in exchange for similar options for 1/4th the number of shares of Acadia common stock and with an exercise price 4 times the exercise price of these otions on the effective date of the merger.
  • [F3]All options vested upon effective date of the merger.

Documents

1 file

Issuer

PHC INC /MA/

CIK 0000915127

Entity typeoperating
IncorporatedMA

Related Parties

1
  • filerCIK 0000915127

Filing Metadata

Form type
4
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:50 PM ET
Size
31.7 KB