4//SEC Filing
PHC INC /MA/ 4
Accession 0001140361-11-051661
CIK 0000915127operating
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:55 PM ET
Size
19.3 KB
Accession
0001140361-11-051661
Insider Transaction Report
Form 4
PHC INC /MA/PHC
SHEAR BRUCE A
Director
Transactions
- Disposition from Tender
Class B Common Stock
2011-11-01−721,357→ 0 total - Disposition from Tender
Stock Options
2011-11-01−15,000→ 0 totalExercise: $2.95Exp: 2012-10-14→ Common Stock (15,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−20,000→ 0 totalExercise: $2.90Exp: 2012-11-14→ Common Stock (20,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−50,000→ 0 totalExercise: $1.25Exp: 2013-11-28→ Common Stock (50,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−30,000→ 0 totalExercise: $1.08Exp: 2014-12-14→ Common Stock (30,000 underlying) - Disposition from Tender
Class A Common Stock
2011-11-01−629,755→ 0 total - Disposition from Tender
Stock Options
2011-11-01−20,000→ 0 totalExercise: $2.75Exp: 2013-02-18→ Common Stock (20,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−20,000→ 0 totalExercise: $1.20Exp: 2014-06-15→ Common Stock (20,000 underlying)
Footnotes (6)
- [F1]Disposed of pursuant to merger agreement between issuer and Acadia Healthcare, Inc. ("Acadia")in which each share of Class A common stock was exchanged for 0.25 of a share of Acadia common stock on the effective date of the merger.
- [F2]Disposed of pursuant to merger agreement between issuer and Acadia Healthcare, Inc. ("Acadia")in which each share of Class B common stock was exchanged for 0.25 of a share of Acadia common stock and $6.46 per share on the effective date of the merger.
- [F3]These options were cancelled in the merger in exchange for similar options for 1/4th the number of shares of Acadia common stock and with an exercise price 4 times the exercise price of these options on the effective date of the merger.
- [F4]Fully vested.
- [F5]15,000 fully vested, 5,000 vest 06/15/2012.
- [F6]15,000 fully vested, 7,500 vest 12/14/2011 and 7,500 vest 12/14/2012.
Documents
Issuer
PHC INC /MA/
CIK 0000915127
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0000915127
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 4:55 PM ET
- Size
- 19.3 KB