4//SEC Filing
PHILLIPS HOWARD 4
Accession 0001140361-11-051668
CIK 0000915127other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:58 PM ET
Size
19.3 KB
Accession
0001140361-11-051668
Insider Transaction Report
Form 4
PHC INC /MA/PHC, INC.
PHILLIPS HOWARD
Director
Transactions
- Disposition from Tender
Stock Options
2011-11-01−20,000→ 0 totalExercise: $2.84Exp: 2012-12-21→ Common Stock (20,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−20,000→ 0 totalExercise: $1.50Exp: 2013-12-18→ Common Stock (20,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−20,000→ 0 totalExercise: $1.65Exp: 2020-12-16→ Common Stock (20,000 underlying) - Disposition from Tender
Class A Common Stock
2011-11-01−153,750→ 0 total - Disposition from Tender
Stock Options
2011-11-01−30,000→ 0 totalExercise: $1.08Exp: 2014-12-14→ Common Stock (30,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−20,000→ 0 totalExercise: $3.18Exp: 2012-01-03→ Common Stock (20,000 underlying) - Disposition from Tender
Stock Options
2011-11-01−7,500→ 0 totalExercise: $2.83Exp: 2012-11-21→ Common Stock (7,500 underlying) - Disposition from Tender
Stock Options
2011-11-01−10,000→ 0 totalExercise: $1.20Exp: 2014-06-15→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]Disposed of pursuant to merger agreement between issuer and Acadia Healthcare, Inc. ("Acadia")in which each share of Class A common stock was exchanged for 0.25 of a share of Acadia common stock on the effective date of the merger.
- [F2]These options were cancelled in the merger in exchange for similar options for 1/4th the number of shares of Acadia common stock and with an exercise price 4 times the exercise price of these options on the effective date of the merger.
- [F3]All options vested upon the effective date of the merger.
Documents
Issuer
PHC INC /MA/
CIK 0000915127
Entity typeother
Related Parties
1- filerCIK 0001249248
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 4:58 PM ET
- Size
- 19.3 KB