4//SEC Filing
CARTWRIGHT HENRY E 4
Accession 0001140361-11-052559
CIK 0001355304other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 11:42 AM ET
Size
7.3 KB
Accession
0001140361-11-052559
Insider Transaction Report
Form 4
U-SWIRL, INC.SWRL
CARTWRIGHT HENRY E
DirectorPresident & CEO
Transactions
- Other
Common Stock
2011-11-08+3,000→ 162,000 total
Holdings
- 106,250
Options (Right to Buy)
Exercise: $4.40Exp: 2012-06-30→ Common Stock (106,250 underlying) - 175,000
Options (Right to Buy)
Exercise: $0.42Exp: 2016-05-16→ Common Stock (175,000 underlying)
Footnotes (3)
- [F1]All of these options vested as of March 1, 2009.
- [F2]Options granted as compensation. 50% of the options vest on 5/16/2012 with the remaining 50% vesting on 5/16/2013.
- [F3]Shares granted as compensation.
Documents
Issuer
U-SWIRL, INC.
CIK 0001355304
Entity typeother
Related Parties
1- filerCIK 0001429555
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 11:42 AM ET
- Size
- 7.3 KB