4//SEC Filing
CADORIA SHERIAN G 4
Accession 0001140361-11-052708
CIK 0001089819other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 5:35 PM ET
Size
15.1 KB
Accession
0001140361-11-052708
Insider Transaction Report
Form 4
CLECO CORPCNL
CADORIA SHERIAN G
Director
Transactions
- Sale
Common Stock, $1.00 par
2011-11-08−10,000→ 4,033 total - Exercise of In-Money
Outside Director Stock Option
2011-11-08−2,500→ 7,500 totalExercise: $18.13From: 2002-07-19Exp: 2012-07-19→ Common Stock, $1.00 par (2,500 underlying) - Exercise of In-Money
Outside Director Stock Option
2011-11-08−5,000→ 0 totalExercise: $17.75From: 2004-04-23Exp: 2014-04-23→ Common Stock, $1.00 par (5,000 underlying) - Exercise/Conversion
Common Stock, $1.00 par
2011-11-08+10,000→ 14,033 total - Exercise of In-Money
Outside Director Stock Option
2011-11-08−2,500→ 5,000 totalExercise: $16.25From: 2003-07-25Exp: 2013-07-25→ Common Stock, $1.00 par (2,500 underlying)
Holdings
- 20,089
Phantom Stock
→ Common Stock, $1.00 par
Footnotes (5)
- [F1]2,500 shares at $18.1250, 2,500 shares at $16.2500 and 5,000 shares at $17.7500.
- [F2]6,000 shares at $36.56, 3,000 shares at $36.57 and 1,000 shares at $36.59.
- [F3]Shares of phantom stock held pursuant to the terms and provisions of the Cleco Corporation Deferred Compensation Plan (the "Plan"). The reporting person has elected to defer receipt of these shares under the Plan. Each share of phantom stock is the economic equivalent of one share of Cleco Corporation common stock.
- [F4]Includes 2,995 shares of phantom stock (not subject to restrictions) related to dividend reinvestment on shares of phantom stock pursuant to the terms and provisions of the Plan. Includes (a) 2,228 shares of phantom stock subject to restrictions that lapse on January 27, 2012; (b) 1,846 shares of phantom stock subject to restrictions that lapse on January 26, 2013; (c) 2,140 shares of phantom stock subject to restrictions that lapse on January 25, 2014; (d) 2,544 shares of phantom stock subject to restrictions that lapse on January 30, 2015; (e) 2,149 shares of phantom stock subject to restrictions that lapse on January 29, 2016 and (f) 1,898 shares of phantom stock subject to restrictions that lapse on January 28, 2017.
- [F5]Right to buy granted under the Company's 2000 Long-Term Incentive Compensation Plan.
Documents
Issuer
CLECO CORP
CIK 0001089819
Entity typeother
Related Parties
1- filerCIK 0001186068
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 5:35 PM ET
- Size
- 15.1 KB